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Issue
11 (Fall 1998)
Table of Contents:
"Authoring" a Professional Identity:
Barbara Graham
Tensions of Teaching: Beyond Tips to
Critical Reflection: Dr. Judith M. Newman
Educational Action Research
and the Construction of Living Educational Theories: Jack Whitehead,
Department of Education, University of Bath, Bath, U.K.
The Elwick Village Centre- "It takes a village to raise a child":
Edie Wilde
Politics Is Not An Option: Pat Isaak, President of
Seven Oaks Teachers Association
From Teacher to Professional - A
Personal Reflection (career
statement of professional growth):
Ken Burron
An Interview with Louise Evaschesen:
Jeff Anderson
Thirty-five Years of Professional Development:
Don Mandryk
"Authoring" a Professional Identity
Barbara Graham
"Where are you going?"
"It's time for me to leave and set out by myself.
I've lived in this community as neophyte, as apprentice-observer, and as
apprentice-participant. I have spent many years watching more experienced members of the
community perform their work. I've listened to stories of the past, and learned what the
community values and respects. More recently, others have watched me as I've tried things
on my own. I knew that their knowledge and support would serve as my safety net.
I think I'm ready to set out on my own journey, making
sense of the events and experiences I encounter. As on any journey, I'll adapt and
accommodate to some situations quite easily. I know I'll have to grapple with some
obstacles. I'll meet some people and situations that will challenge my beliefs and
assumptions but I hope I can put shape around my experiences and craft something of which
I can be proud.
Yes, I'm ready to become a teacher!"
Describing professional development as a journey or quest
to "author" a professional identity is my attempt to situate professional
development in a socio-cultural, historical perspective. This perspective probes the
interactions and tensions between individuals and groups. It reminds us that teaching is a
social practice that is embedded in a rich, contextual history.
To get to this point in my journey, I have woven ideas
introduced by Bakhtin, Mead, Schon, and Vygotsky into an approach to professional
development that highlights the particular lived experiences of teachers. Teachers work
within communities of knowledgeable peers, who are trying to help young people become
responsible and contributing members of a democratic society. Professional development is
the responsibility of individuals but also the responsibility of the profession.
The self/other relation
Teachers enter the professional community having
appropriated and assimilated the world views of their many communities. George Mead (1934)
draws a useful distinction between the self as subject, the "I" and the self as
object, the "me." The acting self, the "I," responds to the attitudes
of others and acts as a conscious, intentional agent, whereas the objective self, the
"me," is the internalization of the organized set of attitudes of the
generalized others. The "I" then, challenges the traditions embodied in the
"me." Maxine Greene (1978) acknowledges that "it is always tempting to
identify oneself as what one has been or done in the past (how one was named,
credentialed, defined), to become--as it were--a 'me'" (p. 36). The "me"
remains empty, whereas the "I" becomes filled with meaning when people learn to
speak, not as "what" but as "who" they are. The "I" and the
"me" exist in a state of tension, a dialogical relationship, always seeking, but
not achieving a balance. Roles, such as teacher, principal, or superintendent are
categories assigned by others. Identity, on the other hand, is something continuously
being negotiated from particular positions in the time/space dimension. The "I"
challenges the categories provided by others and constructs itself against these cultural
traditions.
All of us belong to many traditions and author ourselves
from the multiple categories we receive from others. Since the self is cast in different
roles in each community, we compose ourselves in order to function in these various
communities. The author of a life fashions a meaningful life story by integrating various
perspectives and stories into what MacIntyre (1984) calls a "narrative unity."
Just as words printed on the pages of a novel, notes
printed on a page of a musical score, paint placed on a canvas, or forms sculpted from raw
materials remain open to new interpretation every time they are consciously read, the self
as a construct remains open and unfinalizable. The notion of "dialogism"
(Bakhtin, 1984) assumes that the "text," in this case, the self, is always in a
state of becoming. The self is being constituted while others respond to it through
discursive networks, through social and cultural practices, and through institutional
structures, power relations, and ideologies.
Our personal and professional lives, constantly in
interaction with the lives of others, have both the potential to respond to these others
and to influence these others. Bakhtin believed that humans strive to create an integral
self to take responsibility for that self, to be answerable for that self. I am arguing
that teachers author a professional self in order to become responsible for that self, to
accept answerability for their practice. In achieving a coherent sense of self,
individuals accept or devise descriptions of themselves which include both moral and
ethical self-characterizations that situate them in relation to standards, goods and
obligations to others. The self is viewed as a social being engaged in the daily practices
of the life world, as one who acts in and on the world in concert with others. (Taylor,
1986, p. 312)
The role of others, the relationship to "goods,
standards and obligations to others" is part of all stories. "What gets
internalized in the mature subject is not the reaction of others but the whole
conversation with the interanimation of its voices" (Taylor, p. 314). For teachers,
listening to colleagues' stories lets them hear multiple interpretations and perspectives
of similar situations with a variety of evaluative accents. Staff discussions provide a
chance to record things we do that are pertinent to teaching, discuss them, and refine
them. Conversations with colleagues provide opportunities to affirm practice and to
envision alternatives to current practice. All of these situations provide occasions for
teachers to work in the world in "concert with others."
Professional Communities
This notion of shaping professional identities bridges the
gap from isolated individuals acting alone to the idea of communities of knowledgeable
peers working to achieve a common purpose. Such communities engage in discussions about
educational values and practice. Professional selves, as are private selves, are developed
in webs of interpersonal relations and are mediated through language, through a process of
conversation, either with specific others or through encounters with texts. We craft our
professional lives in relation to what our notions of practice are and we orient our
professional lives according to our notions of what ought to be (Bakhtin, 1986; Greene,
1995; MacIntyre, 1981; and Taylor, 1986). However, our lives are complicated by a
multiplicity of understanding about human communities and conflicting values about what
good teaching entails.
The practice of teaching is located in a social and
political context against a background of tradition (Kemmis, 1987, p. 75). It is not only
individual action but it is also a distillation of patterns of action expressing values
that have been socially constituted and justified. I am suggesting that practice is more
than the manifestation of a teacher's knowledge, more than the teacher's translation of
knowledge into ways of interacting with students, more than a stance toward subject
matter, and more than a display of instructional strategies. It is a social and political
act which includes an expression of values, with notions of the "goods" and
"ends" of practice emerging from tradition and is thus embedded in the past and
present. It can be witnessed and heard through performance manifesting itself in the ways
teachers work with students. I am casting teaching practice here as performance similar to
the performances of musicians during which the musician cannot be separated from the
instrument, from tradition, or from the music.
Traditionally, notions of improvement of practice and
reflection on practice have been considered individual activities. This view of practice
places the responsibility for improvement of practice on the individual and glosses over
social and cultural influences. However, the very notion of practice draws upon
established traditions and procedures which have evolved in a social context. My notions
about practice have been shaped by the following definition:
any coherent and complex form of socially established
cooperative human activity through which goods internal to that form of activity are
realized in the course of trying to achieve those standards of excellence which are
appropriate to, and particularly definitive of, that form of activity, with the result
that human powers to achieve excellence, and human conceptions of the ends and goods
involved, are systematically extended. (MacIntyre, 1984, p. 187)
This definition of practice as a "socially established
cooperative human activity" links individual practitioners to collective traditions,
an element of which is to extend the conception of excellence and the purposes of the
activity. This element of pushing the possibilities of practice forward has attracted
teachers to the notion of action research. It is this element of practice that has been
ignored by the Manitoba government and by those who support a technical and instrumental
approach to professional development.
In communities of shared practice, language is used to
negotiate agreements that will support norms of co-operation and collaboration. It is used
to sustain a process of communicative exchange, initially by allowing others to identify
with the topic, and later, by maintaining the knowledge that binds the community together.
Members of communities of shared practice react to changing circumstances by telling
stories from the past. This historical context provides the social context of shared
knowledge, linking the present to both the past and to the future.
One of the functions of communities of knowledgeable peers
would be to make visible and audible how decision-making processes occur. In this way
curricular decisions become subject to public scrutiny and evaluation. Several years ago
the superintendents' team introduced reform initiatives which challenged teachers and
principals to develop new professional communities in schools. Two mediational tools,
reflection and collegial dialogue, were to become the links between the situation-specific
details of practice and the more general and often decontextualized arena of theoretical
discourse, long-term planning, and policy documents of the province and district. Teachers
and principals were to examine critical issues and dilemmas using their own knowledge, in
the form of narratives and anecdotes culled from their practices and experiences as well
as knowledge generated by others, in the form of articles and reports. Indeed, the
combined strength of reflection and dialogue, lies in the opportunities for professional
learning provided for practitioners to move between the particularities of their
individual situations and the general domain of current issues in educational thought
through engagement with the discourse of the wider professional community.
Each school has funds of communal knowledge which will
continue to evolve as circumstances change and as new members enter the group. Members of
school communities will need to learn how to exploit the potential of these funds of
knowledge. One approach would be to expand the role of collegial discussion to make
values, assumptions, beliefs, and opinions more explicit and then to respect and
understand the diversity within the group. I am not suggesting set procedures to
facilitate collegial discussions, since that would be authoritarian and monologic. What I
am suggesting is the notion of an active intentional orientation to the perspective of the
other while trying to maintain a stance of "outsidedness", an activity that is
dialogic in nature. Responsible professionalism demands that we be conscious of how we
came to our knowledge and that we try to be as conscious as we can be about how we came to
adopt our values and perspectives. It asks us to be answerable for the self that we have
authored.
Composed Self/Composite Other
We have authored a self by and through our interactions
both with others and with texts. I would like to extend the notion of the authored and
composed self to suggest a "composite other" as the projected audience for
professional discussions. In our attempt to understand where "others" are coming
from, we project the experiences of those who have been significant to us. We need to
learn to listen to the actual voice of our conversational partners as "concrete"
others, offering mutual respect and acknowledging our interdependence. If we are unable to
hear the voices of these composite others, to listen to colleagues as equal moral agents,
discussions disintegrate into the playing out of our prejudices and preconceptions.
The life text, authored by an individual with intentions,
purposes, hopes, and aspirations can only be understood by responsive, composite others
who recognize the work of the self, which is to fill the "I" with meaning. The
work of the self is the exercise of personal agency by acting and speaking through the
cultural traditions of the communities to which the "I" belongs. For teachers,
composite others are not only their dialogic partners in team discussions and
teacher/principal dyads about practice but include the accumulated responses of students,
media reports and government statements about teachers and public education, the weight of
cultural traditions, memberships in multiple social groups, membership in subject area
departments, responses from parents, previous acceptance and/or evaluation from colleagues
and administrators, observations culled from experiences, knowledge of relevant theories,
and, most importantly, the self as reflective practitioner engaging in internal dialogue
with composite others.
Let me attempt to summarize these ideas. The notion of
authoring a professional identity complicates the discourse on school reform efforts and
professional development by highlighting the interdependence among personal agency,
personal history, school and district cultures, and the wider ideological, political, and
economic contexts. It is based on the assumption that individuals attempt to make meaning
from the swirl of events they encounter in their worlds. Story telling is one of the most
powerful tools we use to shape these events and make meaning. Teachers put form on the
events of their practice in order to shape it towards their understanding of what teaching
entails. When teachers tell stories about their classrooms, they frame their tales from
within their inherited traditions according to their ideas about what ought to be as well
as their understanding of who will hear their stories. This process occurs with or without
the support of administrators and policy-makers and becomes a central component in the
ongoing process of composing a professional identity.
A view of teacher development couched in the complicated
matter of identity formation challenges the assumptions of all those writing about planned
change by acknowledging the importance of teachers, their perspectives, and working
contexts. It values the pedagogical understanding and knowledge of specific contexts that
teachers bring to discussions about planned change.
Another dimension of the idea of composing a professional
identity is that individual teachers are embedded in networks of social relations. As
members of professional communities, they are engaged in the political act of teaching.
The practice of teaching becomes interpreted as the distillation of patterns of action
expressing socially and historically constituted values.
The notion of authoring a professional identity recognizes
that inherited traditions and conventions channel understanding and perspectives in
particular ways but it also recognizes that individuals, by choosing their response to
events in their lives, are able to modify their perspectives. How individuals respond is
dependent on their understanding of teaching, and of their human and professional
responsibilities. This understanding does not remain static throughout a career but is
shaped and stretched by interactions with students, parents, colleagues, texts, policy
documents, and media reports.
The responsibility for informing and articulating goals,
assumptions, and understanding about practice is returned to individuals as part of their
professional project of authoring an identity. Authoring a professional identity weds the
individual with the social, is rooted in past traditions in order to create the future,
and encourages active and focused engagement with educational theory to focus on teacher
learning about practice.
In composing a professional identity, individuals will
always experience dissonance between the desire to remain within the inherited cultural
time/place and the desire to transform the world. By acting in the world, individuals
influence it, and are themselves changed. The notion of authoring an identity foregrounds
the conscious, intentional actions of knowledgeable people striving towards a future.
However, the notion of authoring a
professional identity raises difficult issues about how to create conditions and patterns
of professional interaction that both challenge and support educators in their struggle to
improve practice. The author of any work manifests individuality through personal style,
world view, and voice which permeate all aspects of the work. I am suggesting that
teachers manifest their professional identities through their teaching styles, their world
views, and their relationships to others and to their work. Their professional style and
voice have been formed by and through interactions between their selves and the numerous
social groups of which they are members over the course of a professional lifetime in
communities of other professionals. Teachers who are involved with authoring an integral
self, a self that is answerable for its particular actions in particular situations and a
self that is responsible to composite others in interconnecting webs of interpersonal
relations, are teachers engaged in continuous improvement of practice.
REFERENCES
Bakhtin, Michael, M. (1981). The dialogic imagination.
Austin: University of Texas Press.
Bakhtin, Michael, M. (1986). Speech genres and other
late essays. Trans. V. W. McGee.
Austin: University of Texas Press.
Greene, Maxine. (1978). Landscapes of learning.
New York: Teachers' College Press
Kemmis, Stephen. (1987). Critical Reflection. In M. Wideen and I. Andrews (Eds.),
Staff development for school improvement. London: The Falmer Press.
MacIntyre, Alasdair. (1984). After virtue: A study in
moral theory.
Notre Dame: University of Notre Dame Press
Mead, George. (1934). Mind, self and society.
Chicago: The University of Chicago Press.
Taylor, Charles. (1991). The Dialogic Self. In David Hiley,
James Bowman, Richard Kunsterman (Eds.), The interpretive turn (304-314). Ithaca:
Cornell University Press.
Ong, Walter. (1982). Orality and literacy:
The technologizing of the word. London: Methuen. Vygotsky, Lev. (1970). Thought
and Language. Cambridge: MIT Press
Tensions of Teaching
Dr. Judith M. Newman
Tensions of Teaching, a collection of narratives
of practice written by Canadian teachers, was recently published. Matt Meiers asked
Judith Newman, editor of this book, some questions.
- what are you trying to show teachers in Tension of
Teaching
- how is the book your attempt at focusing on critical issues
in professional practice
- how are our narratives a key to making theses issues visible
to critical reflection
and to planning changes in our practice(s)
- other important stuff
Judith wrote: "Let me attempt to answer them for
you."
What I was Trying to Show
For nearly fifteen years now, Ive been working with
teachers in an action research context. When we began in 1984 we didnt know that the
activity we were engaged in was called action research but that was, in
fact, what we were doing. I wanted to help the teachers to take a critical look at what
was happening in their classrooms: first, to help them uncover the assumptions that were
shaping their instructional decisions; second, to allow them to have a glimpse of what
their students were really experiencing. I wanted to shift the teachers gaze from
teaching to learning--both their students and their own.
We invented a vehicle for ourselves--critical incidents--to
help us explore what was happening in our classrooms. I started out by asking the teachers
to make note of whatever was going on that made them uncomfortable, moments when they
werent sure what decision to make, or where they were unhappy with the consequences
of some judgement theyd made. We recorded very brief accounts of these moments on
small index cards and then discussed these incidents in class. These stories became the
basis of our inquiry into curriculum.
Writing was an important aspect of our work. Id come
to appreciate how writing helped me discover what was going on in my own teaching--I
believed it would be beneficial for teachers also to write as a way of creating a new
understanding of their professional lives. I encouraged people to keep a journal. I asked
them to write to me on a regular basis to share connections they saw from the professional
reading they were doing and what was happening in their classrooms. The next step was to
take some aspect of their professional lives and craft a narrative account of it for
readers other than ourselves.
This particular anthology of teachers writing grew
out of the 1994-95 Action Research graduate class at UM. The teachers had no
idea at the outset that they would become published authors. Although that is always a
potential goal of mine, I, too, wasnt certain at the beginning that wed
succeed. My purpose was to have the teachers explore their teaching to discover what they
could learn from their students and if at the end we had publishable stories to share all
the better. But first, and foremost, my intention was to help these teachers become what
Donald Schon called reflective practitioners.
Tensions of Teaching, then, is a collection of our
thoughts and reflections on our teaching and learning experiences. Through this writing,
we have attempted to show what weve learned about the political nature of teaching.
Weve tried to show, as well, the complexity of the everyday decisions we face in a
classroom context. We share the suprising insight that every action and every decision in
a classroom carries with it the potential both to support and to interfere with
students learning. We reveal our feelings of vulnerability. We explore our new-found
understanding that teaching is fraught with tensions. We wrote hoping that our readers
would better understand the constraints under which we, and they, work.
The Critical Issues in Professional
Practice
Teacher / action research is about discovering ourselves,
about uncovering our assumptions -- assumptions about learning, about teaching, about
values and beliefs. Teacher research is driven by a desire to understand the theoretical
rationale which influences the instructional judgements and decisions that we make.
An important first step in becoming a teacher / action
researcher is to enter into an exploration of how we compose our practice. What beliefs
underlie what we choose to do in the classroom? What internal and external constraints and
pressures affect the decisions we make? What counts as data? What might we do
differently? At the heart of teacher / action research is the struggle to learn from our
students. What sense are they making of whats going on? Are they engaged or turned
off by the experiences we offer them? How are they preceiving the classroom world.
Most teachers find becoming a kid-watcher a
difficult undertaking. Learning to observe students and to see the world from their
perspective is not easy because it means allowing ourselves to become vulnerable. Given
the realities of classrooms its a certainty that whatever activity we try, whatever
invitation we extend, it will be wrong for some students. Consequently, becoming a better
observer means discovering whats not going right. It requires an act of bravery to
engage in this kind of inquiry.
Sometimes inquiry begins because a teacher has already
identified tensions and is now wondering where to go next. Sometimes mandated curriculum
change serve as the jump-off. Other times simply the desire to understand whats
going on in the classroom situation sets the process in motion. The major impetus,
however, for examining our assumptions generally comes from our students--particularly
students who reject school.
At some time or other we all face students who resist
whats going on in the classroom. Thats a fact of classroom life. The
traditional way of dealing with this resistance is to identify resisting behaviour as
bad and to punish students. More effective, however, is to attempt to
understand students resistance, and then to try to find ways of inviting students
into learning. In either case, the teacher / action researcher is driven by a need to
understand whats involved in taking a new path. An inevitable outcome of inquiry
into practice seems to be the realization that the classroom calls for something new. The
evidence from our observations of whats happening in our classrooms makes it clear
that if we really want to engage students, were going to have to do things
differently. The point of teacher / action research isnt to prove anything--the
reason for engaging in teacher / action research is to confront such questions as
How is my teaching affecting my students? How might I improve what
Im doing? We want to gain insight into learning and teaching as well as into
the political pressures which affect our decision-making.
Teaching is full of contradictions. There is always a gap
between our intentions and our actions. In some sense, were always
becoming as teachers; that is, theres always something new to learn--new
students present new challenges and changing times requires changing our ways of teaching.
Because our judgements are based largely on our tacit theories, on values and beliefs that
are culturally determined and not explicitly articulated, the act of creating a narrative
permist us to distance ourselves from our judgements a bit and affords an opportunity to
make the basis of our work open to inspection.
The critical issues uncovered through action research are
all political. Recently I compiled a partial list of tensions facing teachers. The list
included such things as engagement vs coercion; collaboration vs learning in isolation;
issues of power and control; students not-learning; choice and ownership;
negotiating the curriculum; the pressures associated with standardization--of
curriclum,
of assessment, or reporting; dealing with opposing ideologies, etc. Our inquiries all lead
us to ask questions about power and whose interests are being served. This reflective
activity takes us outside the status quo of schools--it permits us to ask questions about
what is worthwhile in teaching and why. It allows us to challenge the taken-for-granted.
The Role of Narrative
Let me excerpt a bit from On Becoming a Better
Teacher--one of my pieces in the book.
The point of teacher / action research... is to help us
discover what's problematic with our teaching. The reason for engaging in inquiry is to
understand better our relationship with our students as well as how to negotiate
curriculum with them. I keep asking teachers "What surprised you about?" I do
that because I want them to notice the unexpected--both in school, and in their
out-of-school lives. It's the moment of surprise, of being perplexed, that alerts us to
something worth noting and provides an opportunity to make our assumptions, beliefs, and
values visible. "What was I expecting?" people need to ask themselves. "Why
was I expecting that?" Another critical incident. One of the most difficult
transitions I personally have had to make has been dealing with kids' resistance, their
'not-learning' as Herb Kohl (1994) calls it. Just when I think I have some control over my
responses I run into a kid who pushes me back into my instinctual, authoritarian way of
responding. There's one like that in one of the third grade classes I've been visiting.
In my experience when kids avoid engaging, offering some support brings about a small
shift in attitude. Usually I can get a kid to 'just try'. I've learned that helping kids
to be successful overcomes a lot of their resistance. But I can't even get near this
one-Andrew, I'll call him. He cuts me off by turning away from me before I can offer help
of any kind. His body language is real clear-stay away!
Part of Andrew's problem is that he doesn't read or write very well. At age nine,
that's starting to be serious. He's bright, so he knows what the others can do and he
can't. He behaves aggressively-pinching, hitting, or jabbing his classmates with a pencil.
They don't want anything to do with him. His behaviour keeps them from discovering his
shortcomings, but at a cost: by isolating himself he is unable to build friendship.
I'm flummoxed. Andrew is showing quite clearly he won't learn from me. And each time I
attempt to engage him I seem to be digging the hole deeper. Andrew evokes the 'witch' in
me. Although I understand his antagonism, I react to it in a way that doesn't help him. I
find myself wanting to force him to try.
I have no trouble engaging Jake, who drives the teacher crazy. He doesn't make me bristle
the way Andrew does. The question is what about the behaviour gets to me in Andrew's case
and not in Jake's. What in my own history is being triggered by Andrew and not by Jake? I
don't have an answer for that at the moment.
Maybe it's the way Andrew rejects assistance. When he cuts me off I just walk away. I've
learned there's no point in attempting to cajole him and I have no authority to insist he
do anything. But I'm not happy walking away. I keep wondering what I'm doing that evokes
Andrew's resistance and what I could do that would permit us to work out a different kind
of relationship (JN. Journal: 11/7/1995).
Writing about the problem helped me see Andrew and I
were engaged in a power / control struggle.
I was rereading Interwoven Conversations (Newman, 1997) the other day when I
came across a critical incident about Danny-a six-year old who taught me to ask "Do
you need help?" before barging in. I'm barging in with Andrew; he immediately raises
his barriers, which in turn angers me because it leaves me nowhere to go. Hmm...So I guess
I should at least be giving him some room to let me know how I can help him before we're
embroiled in his not-learning game. I can see I should ask if he needs help and accept it
if he says 'No.' That gives him an out and me a way of leaving gracefully. I'll try that
tomorrow morning and see what happens (JN. Journal: Nov. 14, 1995)
The next day, when I asked Andrew if he needed help he
considered my offer and then told me precisely what assistance he wanted when I followed
up by asking 'What can I help you with?' That surprised me. In other words, I discovered
that asking if he needed help made it possible for Andrew to retain control of the
situation. It made it possible for him to engage in learning with me. My reflective
writing helped me understand what was causing my struggle with Andrew and what I might do
about it.
Bev, Andrew's teacher, and I had a conversation one
afternoon in which she described how she learned to accept his clear signals that he
wouldn't comply. As she wrote later:
The issue of power and Andrew's behaviour was a serious issue. I found myself challenged
by the dilemma of how to give Andrew the power he needed without 'caving in' to his
tyrannical behaviour. How could I get out of the power struggle that I didn't want to be
in and that Andrew continually created? One clue for me came when he told me one day that
he didn't want to go to music and if I forced him to go he would misbehave so that he
would be sent out of the room. At that moment I knew he had it figured out-he was in
control and he knew it. I had to learn ways of negotiating activities with him, allowing
him acceptable choices. Instead of reacting in an authoritarian way I had to find ways of
allowing him to choose to engage. Andrew has taught me that I can't make anyone do
anything he doesn't want to; external power has limited impact; it's internal power that
makes a positive difference (BC. Journal: 4/21/1995).
Bev learned how to negotiate with Andrew. Her important
insight was that Andrew was always in control and that she would never get anywhere trying
to force him to do anything. Because she has become adept at reading his signals, he's
become much more involved and proficient at reading and writing and his behaviour is
considerably less resistant. My coming to understand the dynamics of my interaction with
Andrew allowed me to talk with Bev about his resistance and avoidance of learning. In
turn, Bev was able to restructure her relationship with Andrew. (Tensions of
Teaching: pp: 194-196)
Narrative, Ive discovered, is perhaps the most
valuable tool for exploring whats happening in my teaching . Its through my
journal jottings and my subsequent attempts to see beyond the moment to the issues
affecting my decision-making that allows me to be more responsive to my students. I
believe its important to understand that we will always have not-learning going on
in our classrooms and that if we want to help reverse it we have to recognize our
contribution to students decision to be not-learners.
Other Important Stuff
Ultimately, teacher / action research is about researching
and changing myself. The vast literature on restructuring schools, on school reform, is
pie-in-the-sky stuff because it doesnt take into account the fact that
teacher change has to be individual. Any educational reform must involve helping
individual teachers and administrators to see their work in new ways. I dont see
much of that happening--instead, I see coersion--standardized tests, standardized
curriculum being foisted upon teachers making it harder and harder for them to take the
time to build relationships with their students. Yet, its that relationship building
that is at the heart of any sustained engaged learning.
The teacher / action research movement is becoming more and
more widespread. In publishing Tensions of Teaching, I was hoping to furnish
further resources for teachers unhappy with the status quo, to help them develop tools to
explore whats going on in their classrooms, and to help them better understand the
political pressures and the tensions which affect their every decision, their every
judgement, in the classroom.
References:
Kohl, Herb 1994 I Won't Learn From You. In: I Won't
Learn From You. New York: The New Press: 1-32.
Newman, Judith M. 1997 Interwoven Conversations:
Learning and Teaching Through Critical Reflection. Toronto: Canadian Scholars' Press.
Newman, Judith M. 1998 Tensions of Teaching:
Beyond Tips to Critical Reflection.
Toronto: Canadian Scholars' Press
Educational Action Research and the Construction of
Living Educational Theories
Jack Whitehead
Department of Education, University of Bath, Bath, U.K.
Background
In the March 1997 issue of Educational Researcher,
Robert Donmoyer (1997) asks, What is a Journal Editor to do when educational research is
in an era of paradigm proliferation? He attempts "to figure out how to play the
gatekeeper role at a time when there is little consensus in the field about what research
is and what scholarly discourse should look like.
This was followed in the May issue by Part 1 of Competing
Visions of What Educational Researchers Should Do, with contributions from former
Presidents of AERA, William Cooley, Nate Gage and Michael Scriven (1997) and in the
June/July issue by Part 2 of Competing Visions for Enhancing the Impact of Educational
Research with contributions from David Berliner, Lauren Resnick, Larry Cuban,
Nancy Cole, James Popham and John Goodlad (1997). In concluding his contribution to the
June/July issue Donmoyer asks, "How can we enhance the impact of educational
research?
I am interested in contributing to debates on the nature of
new paradigms in educational research and educational theorizing. In particular I want to
direct the attention of educational researchers to the living educational theories
produced by educational action researchers to explain their own professional learning as
they answer and research questions of the kind, "How do I improve my practice?"
(Whitehead, 1993; Evans, 1995; Eames, 1995, Hughes, 1996; Laidlaw, 1996; Lomax, 1994;
Evans, Lomax & Morgan, 1998; Holley, 1997, Shobbrook, 1997; DArcy, 1998;
Geelan,
1998)
In this era of paradigm proliferation I want to raise the
possibility that such educational theories offer the most valid forms of explanation in
the world today, for explaining the educational actions and influences of these
action-researchers with their colleagues, pupils and students.
Purpose
To present a new paradigm of educational research grounded
in the living educational theories which educational action researchers produce for their
own professional learning.
Theoretical framework
In presenting the evidence to support a "living
theory" paradigm of educational research I know that I am asking you to understand
this evidence in relation to a reconstituted meaning of "theory. In
understanding my meaning it is important to see that there is no one "theoretical
framework" in the new paradigm. Each individual action researcher is creating her or
his own living theory in the explanations for their professional learning in their
educational inquiry. It may be helpful if I begin with familiar definitions of
"theory" before moving into a process of showing the meanings of living theories
and showing how to distinguish living theories from other forms of theory.
I think you will understand "theory" in similar
terms to Argyris and Schon when they write about a set of interconnected propositions.
Theories are theories regardless of their origin: there
are practical, common-sense theories as well as academic or scientific theories. A theory
is not necessarily accepted, good, or true; it is only a set of interconnected
propositions that have the same referent - the subject of the theory. Their
interconnectedness is reflected in the logic of relationships among propositions: change
in propositions at one point in the theory entails changes in propositions elsewhere in
it.
Theories are vehicles for explanation and prediction.
Explanatory theory explains events by setting forth propositions from which these events
may be inferred, a predictive theory sets forth propositions from which inferences about
future events may be made, and a theory of control describes the conditions under which
events of a certain kind may be made to occur. In each case, the theory has an
'if...then....' form. (Argyris, C. and Schon, D. 1975)
In my view, living theories are not characterized solely by
a set of interconnected propositions. The data sources below include such propositions
within their dialogical forms of representation of a living theory. Their meanings
however, cannot be validly reduced to such propositions. The reason for this is that
living theories contain I as a living contradiction. Living theories cannot be
reduced to a set of interconnected propositions because contradictions are necessarily
embodied in living theories and excluded in propositional theories. They are excluded by a
logic of propositions which claims that two mutually exclusive statements cannot be true
simultaneously (Popper 1963). The question of how I, as a living
contradiction, constitute a significant part of an explanation of their professional
learning is answered in different ways by each action-researcher in the theses and
dissertations listed below.
These living theory theses and dissertations are also
characterized by the explanatory power of the values and understandings which these
action-researchers embody in their explanation for their own learning and which they use
as the standards of judgement to test the validity of their claims to knowledge. The
importance of understanding the use of values as standards of judgement in testing the
validity of such claims to knowledge is that they offer new standards to academic
communities for legitimating the new living theory paradigm. When I write about values I
mean those qualities which give meaning and purpose to our personal and professional
lives.
The creation of living theories begins in practice. The
creation begins in the kind of inquiries which I think you will have engaged in of the
kind, How do I do this better? or How can I help you to improve your
learning? or How can I live my values more fully in what I am doing?
I draw support from Ryles point about practice
preceding propositional theories:
...... practice precedes the theory of it;
methodologies presuppose the application of the methods, of the critical investigations of
which they are the products.... The crucial objection to the intellectualist legend is
this. The consideration of propositions is itself an operation the execution of which can
be more or less intelligent, less or more stupid. But if, for any operation to be
intelligently executed, a prior theoretical operation had first to be performed and
performed intelligently, it would be a logical impossibility for anyone ever to break into
the circle. (Ryle, p. 31 1949)
I was inspired in my commitment to the importance of values
as explanatory principles in educational inquiries by Richard Peters (1966)
insistence that education should be understood as a value-laden practical activity. When
studying educational theory with a team of philosophers at London University led by Peters
between 1968-70, I initially accepted his disciplines approach to educational theory. In
this approach, educational theory was held to be constituted by the disciplines of
education where, philosophy, psychology, sociology, and history were distinguished by
their conceptual frameworks and methods of validation. However, I rejected this approach
in 1971 on the grounds that this view of educational theory did not have the capacity to
explain my own professional learning as an educator as I worked with my students on
improving their learning.
I did not reject the part, which these disciplines could
play in creating and testing educational theories. What I rejected was the idea that any
of these disciplines contained the possibility of producing a valid educational
explanation for my professional learning as an educator as I asked, answered and
researched educational questions of the kind, how can I improve this process of
education here?
In the process of rejecting the disciplines approach to
educational theory I made a decision to create and test my own educational theories to
explain my professional learning as a teacher-educator and educational researcher. I was
fortunate in reading Polanyis (1958) work. Polanyi explained the basis of personal
knowledge in terms of a decision to understand the world from ones own point of view
as an individual claiming originality and exercising judgement, responsibly.
Perhaps because of my first degree in physical science I
have retained a concern with validity and with clarifying the standards of judgement I use
to test the validity of my claims to educational knowledge. I found support in developing
an approach to validity in Habermas work (1976):
The goal of coming to an understanding is to bring about
an agreement that terminates in the intersubjective mutuality of reciprocal understanding,
shared knowledge, mutual trust, and accord with one another. Agreement is based on
recognition of the corresponding validity claims to comprehensibility, truth,
truthfulness, and rightness. (p.3)
I seek to establish the validity of living educational
theories by subjecting the explanations offered by action researchers to the questioning
of a validation group. This usually consisting of between 6-10 people, some of
whom are working with the researcher and some who work from different paradigmatic
perspectives. The kinds of question we focus on are: is the report comprehensible?
(comprehensibility); Is there sufficient evidence to support the claims to
knowledge? (truth); Are the meanings of the values shown and justified in the course of
their emergence through practice? (rightness); Does the account offer an explanation
for the individuals learning which shows a sustained commitment to living values in
practice? (truthfulness).
In drawing on theoretical frameworks from Polanyi and
Habermas, I do not want to give the impression that these form the basic theoretical
frameworks for this paper. I want you to be clear that the basis of this paper is the
living educational theories created by action researchers studies of
singularities. These living theories show how researching ones own
professional practice as a singularity within a particular social and
professional context, can contribute to a new paradigm of educational research.
Michael Bassey (1995), another former President of the
British Educational Research Association, says that the term singularity
originates in an educational context in Helen Simons (1980) Towards a Science of the
Singular. Helen attributes the term to the inspiration of David Hamilton.
A singularity is a set of anecdotes about particular
events occurring within a stated boundary, which are subjected to systematic and critical
search for some truth. This truth, while pertaining to the inside of the boundary, may
stimulate thinking about similar situations elsewhere....... (Bassey, 1995, p. 111)
Bassey says that a boundary can be defined in space and
time, for example as a particular classroom, or school, or local education authority, or
as sets of these, in a particular period; or it may be defined as a particular person, or
group of people, at a particular time and in a particular space. He points out that to
some people the distinction between a study of a singularity and a search for
generalization is pedantic and unnecessary. He disagrees in terms of the research ethic of
the pursuit of truth:
The conclusions of research should only be generalized,
meaning that they are firmly extrapolated beyond the population under study, if it is
clearly established that the general population has the same characteristics as the
population, which has been researched. To assume that the findings from one study of a
small group of primary school teachers, or fifteen-year-old children, or left-handed
astrologers with blonde hair, can be extrapolated to others who fit the same description
is nonsense! It is nonsense because there are so many other contextual variables, which
may determine what happens - variables of personal history, of understanding and of
intention of all the actors involved, as well as variables of setting. (p.111)
The unit of appraisal in the living theory paradigm is an
explanation, produced by the singular educational action researcher, of her or
his own professional learning in answering and researching questions of the kind,
How do I improve my practice?
Of fundamental importance in the creation and testing of
living theories is the use of values as standards of judgement in testing the validity of
the explanations. The living theory theses and dissertations in the data section below
draw upon the following range of values. This is not intended as a comprehensive
list of values. Each living theory contains a unique constellation of values
and understanding. I would add Robyn Ladkins (1998) value of compassionate
understanding to the following values.
Aesthetic and moral values are identified by Laidlaw
(1996) in her explanation of her educative relationships with her pupils. She shows how
these values are developmental in nature as she explores the implications of asking,
How can I account for my own educational development by teaching The Ancient
Mariner to Rebecca, Zoe and other members of their Year Seven Class?
Spiritual values are addressed by Cunningham (1997)
in an explanation of his educative relationships as he supports teachers in their action
inquiries of the form, How can I help my pupils to improve their learning.
Dialogical and dialectical values have been
explicated and used by Eames (1996) in his analysis of his professional knowledge-base as
a teacher-researcher.
Methodological values have been demonstrated by
Lomax (1997) and Hughes (1996), in their stories of their professional learning and
educational development. Lomax has defined the values of the inter- and intra-subjective
dialectics in constructing an action research account. Hughes has examined the value of
understanding the theoretical antecedents of the particular approach to action planning
used in an action inquiry.
Political and economic values have been identified
by Whitehead (1993) in his explanation of his professional learning as a university
teacher-researcher.
Educational leadership values have been revealed by
Evans (1995), in the creation of her living theory as she researched her influence in the
development of an action research approach to the professional learning of her colleagues.
Relational values have been used by Holley (1997) in
constructing an explanation of her professional learning with her pupils and colleagues in
a community school in the U.K. context between 1990-1996.
Curricular and assessment values have been
highlighted by DArcy (1998), Hayward (1991) and Walton (1992) in their
narratives of their professional learning as they show what it means to them to make
educative responses to pupils.
In making a distinction between the living
educational theories created by the above educational researchers and
theoretical frameworks I want to emphasize that living theories can include
theoretical frameworks. For example, I use some of the ideas of Bakhtin (Holquist 1990)
and Ilyenkov (1977) in justifying my inclusion of I as a living
contradiction within dialogical educational inquiries of the kind, How can I help
you to improve your learning?. To show you how I do this I will justify my use
of living in living theories and my inclusion of I as
a living contradiction within my claims to educational knowledge.
My use of living in
living theories
In my educational enquiry, How do I improve what I am
doing?, I exist as a value-laden centre of consciousness where my
I has no experiential beginning and no end for me. In this I believe with
Bakhtin in existence as dialogue:
The only way I know of my birth is through accounts I have
of it from others; and I shall never know my death, because my self will be
alive only so long as I have consciousness - what is called my death, will not
be known by me, but once again only by others... Stories are the means by which values are
made coherent in particular situations. And this narrativity, this possibility of
conceiving my beginning and end as a whole life, is always enacted in the time/space of
the other: I may see my death, but not in the category of my I, For my
I, death occurs only for others, even when the death in question is my own.
(Holquist, 1990, p.37. )
I have described above my move to create an alternative
possibility to the dominant disciplines approach to educational theory. The
original thought I had in 1971 was that instead of being constituted by the disciplines of
philosophy, psychology, sociology and history, educational theory could be viewed as being
constituted by the descriptions and explanations which professional educators created for
their own learning as they answered practical questions of the kind, How do I
improve this process of education here? This living theory approach does
not preclude the integration of insights from other theories. The problem I had with a
view of educational theory derived from a rationalist philosophy is the same
problem identified by Bakhtin in the creation of his literary theories:
As Bakhtin explains I do not fit into theory -
neither in the psychology of consciousness, not the history of some science, nor in the
chronological ordering of my day, not in my scholarly duties...... these problems derive
from the fundamental error of rationalist philosophy... The fatal flaw is the
denial of responsibility - which is to say, the crisis is at base an ethical one. It can
be overcome only by an understanding of the act as a category into which cognition enters
but which is radically singular and responsible. ( Morson, G.S. & Emerson, C. 1989, p.
13.)
I feel an affinity with Bakhtin in stressing the importance
of singularity and responsibility. Given these agreements I looked for points of
disagreement where someone influenced by Bakhtins literary theories might not
believe in my conception of my living educational theories. The main point of disagreement
might be in his Notes of 1970-71 where he says:
Take a dialogue and remove the voices (the partitioning of
voices), remove the intonations (emotional and individualizing ones), carve out abstract
concepts and judgements from living words and responses, cram everything into one abstract
consciousness - and thats how you get dialectics.
The living theories I have placed on the internet would
appear, in my judgement, to have found a way of embracing dialectics without removing the
voices (some intonation has been lost) or carving abstract concepts from living words or
cramming everything into one abstract consciousness. Let me now turn to I as a
living contradiction.
My use of I as a living
contradiction
I am using contradiction in the sense of two mutually
exclusive opposites being experienced simultaneously and I want to distinguish between
contradictions in experience and contradictions between statements. The law of
contradiction, which states that two mutually exclusive statements cannot both be true
simultaneously, has been used to eliminate contradictions from correct
thought. Poppers view was that theories which contain contradiction are
useless as theories. Using the laws of inference he demonstrated that if a theory
contained a contradiction we can infer from a couple of contradictory premises any
conclusion we like (Popper, 1963, p.319). For dialecticians such as myself
contradiction as the concrete unity of mutually exclusive opposites is the central
category of dialectics. But, as Ilyenkov (1977, p. 320) pointed out:
...no small difficulty immediately arises as soon as
matters touch on subjective dialectics, on dialectics as the logic of
thinking. If any object is a living contradiction, what must the thought (statement about
the object) be that expresses it? Can and should an objective contradiction find
reflection in thought? And if so, in what form?
Ilyenkov died before he could answer his questions. Where I
believe the creation and testing of living theories shows a way of answering them is
through the integrating capacities of the individual I who exists as a living
contradiction and who creates explanations for her or his own learning in asking,
answering and researching questions of the kind, How do I improve my practice?
I imagine that you will understand what I mean by living contradiction in that you will
have had experiences of holding together your values and their negation. In your
teaching you may believe in Inquiry learning whilst at the same time recognize that you
have acted in a way which has stifled this expression in your pupils. You may believe in a
curriculum which supports autonomy but find yourself teaching to the test in a
way which denies this value. It is the experience of recognition that you hold certain
values whilst at the same time experiencing their denial which characterizes my meaning of
living contradiction.
Van Manens (1990) framework for researching
lived-experience can be used to support a grounded analysis of the accounts of
teacher-researchers as they create explanations for their own professional learning which
involve their values as explanatory principles. Without fully embracing Van Manens
approach, I want to state that it has value in the creation of living theories in helping
to explicate, reflectively, the meanings of the values which emerge through time and
action:
Hermeneutic phenomenological human science in education
is, therefore, not simply an approach (alongside other approaches) to the study of
pedagogy. That is, phenomenology does not simply yield alternative explanations or
descriptions of educational phenomena. Rather, human science bids to recover reflectively
the grounds which, in a deep sense, provide for the possibility of our pedagogic concerns
with children (p. 173).
A central purpose of phenomenology is to understand the
grounds for the possibility of our knowing and understanding.
Without embracing this central purpose, the focus on experience and on understanding the
grounds of our understanding in relation to the meanings of the values which emerge
through practice (rather than the possibility of our knowing), are part of the creation of
living theories which can be related directly to the processes of improving the quality of
teachers and students learning. In other words the central purpose of a living
theory approach to educational knowledge is to create and test theories which can be used
directly in the processes of improving the quality of learning. As part of this process it
is important to understand the grounds (values and understandings) which are being used to
test the claims to knowledge. This is where hermeneutic phenomenology has a part to play
in the creation of living theories without such theories and modes of inquiry below being
reduced to a mode of phenomenological inquiry.
Modes of enquiry
The modes of inquiry used in creating living theories are
focused on asking, answering and researching questions of the kind, How do I improve
what I am doing?
In the process of answering such questions, the action
researchers find it helpful to use professional learning or action/reflection cycles of:
- expressing concerns when values are not lived fully in
practice;
- constructing action plans with details of the data to be
collected to enable a judgement to be made on the effectiveness of the actions;
- acting and data gathering;
- evaluating in terms of understanding and the effectiveness
of the actions;
- modifying concerns, plans and actions in the light of the
evaluations.
Traditional forms of social science methods are used in
some of their enquiries. These include interview, questionnaire and triangulation of both
methods and interpretation.
In relation to inquiries concerning generalisability I
point to the form of professional learning cycles which gave the action researchers
above an initial confidence that there was a discernable form of inquiry which they could
use to take their own inquiry forward. In answering questions about the generalisability
of the dialogical and dialectical forms of living theories and the values base of their
standards of judgement I turn to Basseys (1998) notion of fuzzy
generalisation.
Fuzzy generalisation is the term I am
suggesting for statements like, Do x in the classroom and y may happen.
It is the researchers equivalent of the politicians soundbite. On its own it
has little credence, but supported by a research report which gives the context in which x
has led to y, it could be a valuable contribution to the professional discourse which in
turn develops classroom practice or educational policy. This idea.... could provide the
missing link between researchers and users. (p.7).
The modes of inquiry used in the creation of living theories differ for each educational
action research study of singularity in the process of representing and legitimating the
claims to educational knowledge. In developing modes of enquiry in relation to
representation and the questions, how do we display what we have learned and what forms
can we trust, Shobbrook (1997), for instance, uses the form of her correspondences with
her tutor to give a form to her living theory. Holley (1997) uses the metaphor of a
kaleidoscope to communicate the shifting patterns in her understandings. Eames
(1995) explains how he uses his conceptions of dialogue and dialectics to give a form to
his professional learning and knowledge. Laidlaw (1996) demonstrates how the living
standards of judgement she uses to test the validity of her claims to educational
knowledge are themselves changing and developing in the course of giving form and meaning
to her professional life with her pupils. Evans (1995) explains how her mode of inquiry
involved the creation and use of fictional accounts in dealing with difficult emotional
issues which arose in her educational leadership as a vice-principal of a secondary
school.
In representing their living theories each individual has
constructed a unique synthesis of values, understanding, context and practice into a
comprehensible explanation of their own professional learning. The assertions in their
explanations are supported by evidence. The explanations include the explication and
justification of the meanings of the values, which emerge through time and practice. They
explain their own learning in their educational inquiry.
The modes of inquiry used to legitimate the claims to
knowledge and answer questions of the kind, what modes are legitimate? and,
how shall we know?, are focused on the ways of testing the validity of
the claim to have explained the learning in the educational inquiry. These tests are
related to the nature of the values and forms of understanding which constitute the
explanatory principles for the learning. In my own study of singularity I have
emphasized the importance of developing an understanding of the politics of educational
knowledge when engaging with the processes of legitimating living theory theses
(Whitehead, 1993; Hughes, Denley and Whitehead, 1998).
In addition to questions of validity, the modes of inquiry
used to legitimate living theories in the Academy often involve responding to inquiries
concerning objectivity, subjectivity, and rigour. The modes of inquiry are grounded in the
researchers subjective interpretations of their experience. The view of objectivity
often used in the accounts is similar to Poppers (1972) view of objectivity being
grounded in intersubjective criticism and in subjecting accounts to the mutual rational
control of critical discussion. The validation groups provide this critical discussion and
link to the process of legitimation. So, for example, the mode of inquiry related to
rigour for use in legitimating action research accounts is drawn from the six
principles defined by Winter (1989). That is, the accounts are judged in
Winters terms on the quality of their reflexive and dialectical critiques, the use
of a plural structure and multiple resources, and the contribution to theory and practice
transformation.
Focusing on validity, the easiest tests of validity to
apply are those in which propositional assertions can be supported by evidence. So, for
example, when Forrest (1983), a teacher educator, initially claimed to have influenced the
professional development of a teacher, a validation group was not convinced by the
evidence produced and asked for stronger evidence in relation to his claim as his inquiry
continued. A subsequent meeting of the group was impressed by the strength of the evidence
which showed how Forrest had enabled a teacher to help her pupils to learn a geographical
concept which previously she had believed was out of the reach of her pupils.
The most difficult tests of validity to engage with and
appreciate are those involving ethical, aesthetic and spiritual values. Difficulties arise
because the meanings of such values are embodied in ones form of life and cannot be
understood using propositional forms alone. Understanding the meanings of these values
requires some form of expressive art. What I mean is that showing and telling
requires a mixture of lexical and ostensive definitions.
For example, consider the meanings of such values as
freedom, respect, truth, democracy, and compassionate understanding. These meanings differ
in relation to the context of their use. What I am claiming is that the meanings of such
values, as they are embodied in practice, can be clarified in the course of their
emergence through time and action. For instance, in 1991, a working party on a matter of
academic freedom in my University concluded that my academic freedom had not been
breached, but that this was due to my persistence in the face of pressure. They concluded
that a less determined individual might well have been discouraged and hence constrained.
The meaning of the value of academic freedom in the narrative of my professional learning
(Whitehead 1993) can be understood through time in my actions as I persisted in the face
of pressure. The validity of my claim to have partially explained my own professional
learning in relation to my commitment to the value of academic freedom is open for you to
test through the mixture of ostensive and lexical definitions used in my text.
Now consider the meanings of our aesthetic values and the
part they play in explanations for our learning in our educational inquiries and in
testing the validity of such explanations. Let me try to share my understanding of
aesthetic value in terms of the art of a dialectician. As I understand this art it is
expressed in holding together both a capacity for analysis with a capacity for synthesis,
holding the One and the Many together (Plato). I associate this art with my sense of
identity or wholeness. I experience my aesthetic values in the commitment to hold on to my
sense of identity in the face of pressures, which undermine my sense of wholeness.
It is this sense of giving form to my life which I associate with my aesthetic values and
which I use in this sense in my explanation of my professional learning in my educational
inquiry. I do hold education to be a form of art in that it is essentially concerned with
helping individuals to give a form to their own life as they engage with the possibilities
which life itself permits. Yet, I know that the above words do not convey my meanings of
my aesthetic values. In his critique of the rationalist philosophy of Hirst, Reid (1979)
makes his point about the aesthetic experience and knowledge:
Real musical intuitive knowledge is direct as the arrow.
Many insightful things, in forms of knowledge-that and -how, can be said by musicians; but
musical knowledge, qua musical, does not reach its musically cognitive consummation
finally from -that or -how. Rather, knowledge-that or -about music in itself derives from
direct musical gnosis, musical intuition. Even technical knowing-how of performance is
barren musically without underlying musical intuition. In the sphere of art, at any rate
(and perhaps in other spheres too) Professor Hirst puts the cart before the horse - or
maybe he has just unharnessed the horse.
I am asking you to consider the importance of including
aesthetic values in claims to educational knowledge. My own insistence on including these
values, in my own explanation for my educational development, is due to my belief that
education is essentially concerned with the processes through which we give (like an
artist or a musician) form and content to our lives as we learn about ourselves and our
world. For me, the art of an educator is expressed in educative relationships as the
educator reponds to the educational needs of the pupil. In understanding such
relationships, within which individuals are giving a form to their own lives, I am
suggesting that you and I may need to explore alternative forms of data
representations. I am echoing Eisner (1993, 1997) in supporting the use of multi-media
presentations, in conjunction with the expressive arts, to communicate the nature of the
aesthetic values which can help to explain the educative influence of teachers with their
pupils.
Finally, let me consider the most difficult issue of
meaning which is concerned with the spiritual values in our explanations for our learning
and in our tests of validity. I wonder if those of you, who, like me, attended
Elliot Eisners Presidential Address to AERA in 1993, were powerfully affected by the
spiritual quality of the combination of the visual imagery of the smoke from the
concentration camp chimney and the quality of Eisners (1993) reading of Elie
Wiesels experience in a Nazi death camp:
Never shall I forget that night, the first night in
camp, which has turned my life into one long night, seven times cursed and seven times
sealed. Never shall I forget that smoke. Never shall I forget the little faces of the
children, whose bodies I saw turned into wreaths of smoke beneath a silent blue sky.
Never shall I forget those flames which consumed
my faith forever. Never shall I forget that nocturnal silence which deprived
me, for all eternity, of the desire to life. Never shall I forget those moments which
murdered my God and my soul and turned my dreams to dust. Never shall I forget these
things, even if I am condemned to live as long as God himself. Never, (p.7).
Perhaps because I was born in 1944 in England this evokes a
spiritual response in imagining the awesome violations and crimes against their humanity,
which some human beings suffered at the hands of others. And this knowing, includes the
knowledge that these crimes against humanity were carried out as a matter of state policy.
If asked about the spiritual ground of my being I usually
draw on insights from Martin Buber (1937). In my response I say that I identify my
fundamental spiritual response to life as a state of being grasped by the power of being
itself. I also say that I express my life affirming stance in I-You relations in which I
hope my research students feel valued in the ground of their being and feel affirmed in
their productive work as they explore the implications of asking questions of the kind,
How do I improve what I am doing? Again, I know that my words alone will not
carry my meanings. These meanings are beyond words. These meanings, as they are felt by
students, can sometimes be seen in the way a students face lights up with the
feeling of being valued or of intuiting a significant relationship within their inquiry.
However, I do think language is important in directing our attention to the meanings of
these spiritual qualities. My colleague Ben Cunningham has expressed such values in his
tutoring of his student Marion as follows:
I believe that I enabled Marion to move forward more
confidently regarding her initial fears about her capacity to tutor. I believe I, too,
learned greatly from the experience. I learned that I can rely on my intuitive care for
others, a care that is true and altruistic. My care is a form of commitment that embraces
the human quality of relationships. I embrace others because they are human and I am
human. My care is a legitimate anxiety I hold about ensuring that the person I am with in
the educative relationship is as free from fears as is humanly possible. I go about the
work of trying to remove fears by finding out the gifts and qualities the other has and
then commenting on them positively. I do it not just because I believe it's the right
thing to do. I do it because I very strongly feel that others are in constant need of
appreciation, as I am myself. I also believe that I can never exaggerate the gifts and
talents others have. Without doubt, of course, some have greater gifts and talents than
others. I take that for granted. But I'm not interested in comparison. When I am with a
person, I believe I mostly see only that person. The question of comparing their gifts and
talents with somebody else's doesn't arise. If it did, it would mean that my attention had
wavered, had wandered from the person I am with. I believe my lack of interest in making
comparisons enables me to concentrate on the uniqueness and individuality of others. It is
also why I am wary of the concept of 'community' unless it finds a way of enabling others
to become who they are meant to become.
In claiming that spiritual values can have a place in
explanations for ones professional learning I recognize the importance of showing
the meanings of these values in ways which are open to public validation. Hence my
emphasis on multi-media presentations. In my own work I have drawn attention to such
values, acknowledged the limitations of my language, and emphazised the importance of
presenting evidence which include such values in claims to knowledge which are open for
you to test (Whitehead 1993).
Data sources and evidence
The data sources and evidence which I think will convince
you of the validity of a living theory paradigm include the Ph.D., M.Phil. and M.A. Theses
and Dissertations of the educational action researchers below. They graduated from
the Universities of Bath and Kingston between June 1996 and December 1997 and claim to
have created their own living educational theories. They include a senior school
administrator, a careers advisor, a teacher of English, a vice-principal of a
secondary school and a senior police-woman. I will take key statements from the abstracts
of each thesis and dissertation which define their claims to knowledge and which I believe
are supported by the data and evidence. The examiners who recommended the legitimation of
these Theses and Dissertations within the Academy are also provided.
Kevin Eames. (1995) How do I, as a teacher and an
educational action-researcher, describe and explain the nature of my professional
knowledge? Ph.D. Thesis, University of Bath. Examiners; Professors David
Sims and Chris Day.
This thesis is an attempt to make an original
contribution to educational knowledge through a study of my own professional and
educational development in action-research enquiries of the kind, How do I improve what I
am doing?..... The analyses I make of the resulting challenges to my thinking and
practice, show how educators in schools can work together, embodying a form of
professional knowledge which draws on Thomism and other manifestations of dialectical
rationality.
Moyra Evans. (1995) An action research inquiry
into reflection in action as part of my role as a deputy headteacher. See
chapter 8 on Creating my own living educational theory. Ph.D. Thesis, University of
Kingston. Professors Jean Rudduck and Michael Bassey.
This thesis describes and explains how I established
learning communities of teachers in order to improve the educational experiences of our
students. I have used Schons (1983) work on reflecting-in-action to theorise about
the nature of the reframing teachers need to undertake in order to understand and put into
effect practical interventions which result in them living their educational values more
consistently in their practice. The inquiry is contextualised as a study of my leadership
role as a woman deputy head action researcher in a comprehensive schools, acknowledging
that I see my work through a female lens as I present an authentic
description and account of my educational practice.
Erica Holley. (1997) How do I as a teacher researcher
contribute to the development of living educational theory through an exploration of my
values in my professional practice? M.Phil. Thesis, University of Bath.
Examiners; Dr. Paul Denley, Reader Tony Ghaye.
My thesis is a description and explanation of my life as
a teacher and researcher in an 11-18 comprehensive school in Swindon from 1990-1996. I
claim that it is a contribution to educational knowledge and educational research
methodology through the understanding it shows of the form, meaning and values in my
living educational theory as an individual practitioner as I researched my question, How
do I improve what I am doing in my professional practice?.
With its focus on the development of the meanings of my
educational values and educational knowledge in my professional practice I intend this
thesis to show the integration of the educational processes of transforming myself by own
knowledge and the knowledge of others and of transforming my educational knowledge through
action and reflection. I also intend the thesis to be a contribution to debates about the
use of values as being living standards of judgement in educational research.
Jackie Hughes. (1996) Action Planning and Assessment in
Guidance Contexts: How can I understand and support these processes? Ph.D
Thesis, University of Bath. Examiners, Professors Michael Bassey, Ian Jamieson
This thesis presents an action inquiry approach to
improving understanding of action planning and assessment in guidance within further
education college and careers service provision in Avon. Within the thesis I integrate the
elements within my inquiry to provide an original, holistic representation of my search
for understanding of, and my learning about, these issues and about my own educational
development. Within this synthesis, I also offer a new understanding of the theoretical
origins of action planning and the ways in which these can influence practice. In addition
I proffer a new process model which incorporates assessment in guidance within
the action planning cycle.
Moira Laidlaw. (1996) How can I create my own living
educational theory through accounting to you for my own educational development?
Ph.D. Thesis, University of Bath. Examiners; Professors Mowenna Griffiths, Richard Winter
I intend my thesis to be a contribution to both
educational research methodology and educational knowledge. In this thesis I have tried to
show what it means to me, a teacher-researcher, to bring, amongst others, an aesthetic
standard of judgement to bear on my educative relationships with Undergraduate,
Postgraduate, Higher Degree education students and classroom pupils in the action enquiry,
How do I help my students and pupils to improve the quality of their learning? By showing
how my own fictional narratives can be used to express ontological understandings in a
claim to educational knowledge, and by using insights from Coleridges The
Ancient Mariner to illuminate my own educational values, I intend to make a
contribution to action research methodology. By describing and explaining my own
educational development in the creation of my own living educational theory I
intend to make a contribution to educational knowledge.
Hilary Shobbrook. (1997) My Living
Educational Theory Grounded In My Life: How can I enable my communication through
correspondence to be seen as educational and worthy of presentation in its original form?
M.A. dissertation, University of Bath. The external examiners for this degree programme
were Professors Howard Bradley, Ray Bolam and David Hopkins
In the process of writing, this dissertation has
developed a dialogue which goes some way towards explaining my own educational
development. It thereby reveals my living educational theory which is grounded in my own
life. I have engaged in dialectic enquiry which is progress through ongoing dialogue and
represented mainly in the form of correspondence..... I have included the University
criteria for judging a dissertation as a subject of my debate in order to enable me to
come to terms with such criteria in the context of this account. I hold the view that my
personal and professional practice are inextricably linked to each other and to my life as
a whole.
Additional data sources and evidence include the living
theory accounts of university academics in research into their own teaching and
learning. (Lomax, 1997; Geelan, 1998; Whitehead 1993)
Conclusions
I have claimed that educational action researchers have a
fundamental role to play in the development of a new paradigm of educational research. In
this paradigm living educational theories are being created which can be related
directly to the processes of improving pupils and students learning. Such
theories are being created from practical, educational enquiries of the kind:
- How do I improve what I am doing?
- How can I help you to improve your learning?
- How can I live my values more fully in my practice?
I have drawn evidence to support these claims from the data
of the living theory theses and dissertations on the Web at the address
below. I have explained the use of values as new standards of judgement for testing
the validity of the living theories produced in this new paradigm. Each action-researcher
has represented their explanation for their own professional learning within their social
context as a unique constellation of values, understandings and actions. They have
communicated the meanings of their values and understandings as they emerge through time
and action. They have shown how their values and understandings constitute the standards
of judgement they use to test the validity of their claims to educational knowledge. These
values and understandings have been legitimated as appropriate standards of judgement by a
range of different examiners.
To assist other researchers to test the
validity of the claims in this paper the relevant theses, dissertations, and other
material is available on the World Wide Web at address: http://www.bath.ac.uk/~edsajw
Educational importance of the study
The importance of the study is that it claims that evidence
exists in the public domain which shows how educational action researchers have created a
new paradigm of educational research. It claims that this evidence shows how
educational theories can be created from the studies of singularities which have the
capacity to produce valid explanations for the professional learning of university and
school teachers as they work in the process of improving the quality of learning with
their students.
This evidence, in the above Theses and Dissertations,
includes analyses which show how explanations for the educational development of
individuals, can be created from the studies of singularities. The evidence shows how the
explanations can be subjected to tests of validity which can satisfy particular meanings
of objectivity, subjectivity, rigour and generalisability without distorting the
practitioner knowledge through the imposition of inappropriate standards of judgement by
the Academy.
It may bear repeating that living theories are not
characterized solely by a set of interconnected propositions. They can include such
propositions within their dialogical form of representation. Living theories are
characterized by the inclusion of I as a living contradiction. They are
characterized by the explanatory power of the values and understandings which a
practitioner-researcher embodies in their explanation for their own learning as they work
at living more fully their values and at extending their understandings. They are
characterized by the use of these values and understandings as the standards of judgement
they use to test the validity of their claims to educational knowledge. They are
characterized by the dialectic between the explanations, the action researchers
present practice and the intention to create a better future.
My thanks to
James Finnegan for the care and sensitivity with which he responded to my ideas in the
process of writing this paper. I am also grateful for the weekly discussions with the
practitioner researchers in the Department of Education at Bath University for the
sustaining pleasure of their company and their commitment to education and educational
action research. I am thinking of Terry Hewitt, Ben Cunningham, Moira Laidlaw, Jane
Verburg, Pat DArcy, Helen Hallissey, Rhona McEune, Robyn Pound and Pam Cruse. Sarah
Fletcher and Jen Russ are two colleagues in the Department of Education whose commitment
to education sustains my own enthusiasm. Tom Russell, Professor of Education at Queens
University, continues to provide encouragement and insight into my own learning from
experience, through our e-mail correspondences and conference presentations. The quality
of Toms educative correspondences and the work of his education students
can be seen on the internet at these addresses: http://educ.queensu.ca/~ar/ http://educ.queensu.ca/projects/action_research/queensar.htm
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The Elwick Village Centre
"It takes a village to raise a
child"
Edie Wilde
The Elwick Village Centre, the "Village", is a
non-profit family resource centre established to assist parents of early years children in
the community in learning to support the language and literacy development of their
children; to understand and in other ways to participate in the education of their
children; to build a community network; to ease access to social and medical services; and
to increase employability skills.
The "Village" is located at 30 Maberley Road in
Elwick Community School in the heart of the Maples. It is open daily, Monday to Friday
afternoons, twelve months of the year, as well as several evenings a month for parents
with their pre-school and school aged children. Although most families walk to the
"Village" from the Elwick Community School catchment area, families from at
least five other schools have attended. All families are welcome at the
"Village" regardless of where they live.
Philosophy
The "Village" is a family resource centre that
provides activities, education, material, support and other resources to preschool
children and their families. This is provided in a context where the importance of
children and their learning is paramount; the collective responsibility of the community
for these children is recognized; the concepts of caring, respect and empowerment are
firmly entrenched. The term "Village" itself reflects our understanding that,
"It takes a whole community to raise a child." Parents cannot do this alone,
neither can teachers or community leaders; together we can make a difference.
Objectives
- to provide opportunity, resources, support and training for
parents with early years children (0-8 years of age)
- to assist parents in learning new skills, in developing an
understanding of and in participating in a parent/child centred approach to learning
- to intervene in a child's early life to enable the child to
develop skills appropriate to academic and social competence
- to provide holistic services for the families in the area
- to increase the comfort level of parents in the school
- to focus on language and literacy development
- to help/assist parents with pre-employment skills and in
their search for employment
Program Offerings
Drop-In Centre
The Drop-In Centre provides an informal opportunity for
parents to: learn about and use educational materials with their children; meet with
"Village" staff to discuss issues in child development; learn more about the
education process and the curriculum as it relates to their child; meet informally to
develop a community network .
Learning Groups For Children
Supervised group activities for children focus on
developmentally appropriate activities which parents observe or participate in with their
child. Emphasis is placed on fun/learning activities that parents can continue in the
home. A toy lending library, a children's library and a lending library for parents have
been established to support home learning.
Learning Opportunities
A combination of weekly clinics, single topic sessions and
ongoing learning and support groups are established to address the interests and the needs
of the parent community. Programs focussing on parenting skills and support have included
an on-going "Sharing Circle", " How to Talk so Kids Will Listen and Listen
so Kids Will Talk", "Resolving Conflict" and "Toilet Training",
and "The Terrible Two's". A wide range of other sessions included: "The
Great Science Magic Show", "The Art, Food and Music of the Philippines",
Travel India", "How to Prepare a Resume", knitting classes, family fun
fitness, and craft classes. Single topic sessions on making a will, installing security
devices, and money management are being considered as future offerings.
Community Resources
Both local and wider community resource groups have
committed support for the "Village". This enables the "Village to provide
more accessible, coordinated and customized services for the community. The contributing
agencies are prepared to provide the following:
- Referral access to on-site medical services, general
check-ups, AIDS testing, pregnancy and STD information are a few of the possibilities from
the NorWest Co-op Health Centre.
- A session for parents on nutrition provided through Health
and Family Services, Winnipeg Region. Other programs being considered include a well-baby
clinic, an outreach program for pre-natal moms and wellness counseling for parents.
- The Child Guidance Clinic has arranged for a social worker
to be available on a weekly basis to meet with parents to answer questions about child
development or to help them access either local or broad based community resources.
Employability
A communication centre is being developed so that parents
can use the equipment in the "Village" at cost. Phones, faxes, photo copiers and
computers are available for community use.
Personnel
Program Coordinator
This full time position is responsible for the development
of the "Village" community outreach, community resource coordination and daily
programming in the areas of parenting and health, pre-employment skills and pre-school
skill development.
Job Responsibilities:
- implement the programs
- purchase materials, and set up the centre
- coordinate services and supports to parents and children
- train and supervise the community liaison workers
- manage the centre
- interact with and teach individual and small groups of
parents
- keep records and provide documentation
- parent outreach
- liaise with staff to keep them updated
- member of the steering committee
This position has been funded by Child and Family Services.
Community Liaison Workers
Two parents from the community have been hired on a part
time basis to provide supports to the programs offered to parents and children in the
"Village" and to extend daytime and evening hours. In addition, two other local
parents with special knowledge of the East Indian and Filipino cultures have been hired on
a contractual basis. The Community Liaison Workers funded by the United Way, made possible
a wide range of supports including: to develop an awareness of the "Village" in
all of our cultural communities; to invite and welcome parents from all cultures to the
"Village"; to offer culturally appropriate programs and supports; to assist
children and their parents with learning in the "Village"; to facilitate
information sharing, networking and support between parents. In addition to the community
liaison workers funded by the United Way, the Seven Oaks School Division hired an
Aboriginal Liaison Worker who assisted in the "Village".
Accessibility to the "Village" has been
dramatically expanded because of the success of the Community Liaison workers.
Steering Committee
The "Village" is governed by a steering committee
which is composed of local parents and community leaders representing a wide range of
organizations. The planning and development of the "Village" has required
monthly meetings of the Steering Committee plus numerous sub-committee meetings. The
groups represented are as follows:
- (1) Parent, Elwick Community School Parent Committee
- (1) Parent, Maples Tenant Association
- (1) Parent, The Elwick Village Centre
- (1) Chamber of Commerce
- (2) Elwick Community School Administration
- (1) Health and Family Services Winnipeg Region
- (2) Winnipeg Child and Family Services [Northwest
Area]
- (1) Seven Oaks School Division
- (1) NorWest Co-op Health Centre
- (1) Child Guidance Clinic
- (1) O.K. Before and After Daycare
- (1) Maples Community Police Department
- (1) Program Coordinator, Elwick Village Centre
Physical Setting
Classroom Size Space
Office and Storage Space
The centre is equipped with materials for use with children
from birth to school age:
- educational toys
- cooking utensils
- books
- tables, chairs, playmats
- creative materials
- water table, sand table
- imaginative play structures
- adult area consisting of seating, tables, stove,
refrigerator, coffee maker
Evaluation
A formal report will be written at the end of each year and
recommendations will be included. Proactive Services has been employed to gather the
necessary information and the outcome orientated data.
Start Up Funds
These were provided by:
- Winnipeg Foundation
- Thomas Sill Foundation
- Winnipeg Child and Family Services
- Seven Oaks School Division
- United Way
The "Village Centre" has been in operation for
one year. It is our hope that it continues to grow and flourish.
If you would like to know more about the Village Centre
please feel free to contact Elwick Community School or better yet . . . come for a visit.
Politics is Not an Option
Pat Isaak, President of S. O. T. A.
"Education is political because it determines
whether the next generation will groom itself to be active citizens, flexible workers, or
needy consumers. Education teaches kids what to believe they are entitled to expect from
the world, and what they must give back in return. In short, they learn whether the future
is something you are stuck trying to cope with, or whether you have a right to participate
in its creation."
Heather-jane Robertson
Teachers are often heard saying that they would like to get
politics out of education, or that politics has nothing to do with the classroom.
Fortunately or unfortunatelydepending on your perspectivethis is not possible.
Politics is evident in every aspect of public education, from the funding that determines
classroom resources and teacher salaries, to the ideological agenda that is |