Issue  11 (Fall 1998)

Table of Contents:

"Authoring" a Professional Identity:   Barbara Graham
Tensions of Teaching: Beyond Tips to Critical Reflection:   Dr. Judith M. Newman
Educational Action Research and the Construction of Living Educational Theories:   Jack Whitehead, Department of Education, University of Bath, Bath, U.K.
The Elwick Village Centre- "It takes a village to raise a child":    Edie Wilde
Politics Is Not An Option:   Pat Isaak, President of Seven Oaks Teachers Association
From Teacher to Professional - A Personal Reflection (career statement of professional growth)
Ken Burron
An Interview with Louise Evaschesen:    Jeff Anderson 
Thirty-five Years of Professional Development:    Don Mandryk


"Authoring" a Professional Identity
Barbara Graham

 "Where are you going?"

"It's time for me to leave and set out by myself. I've lived in this community as neophyte, as apprentice-observer, and as apprentice-participant. I have spent many years watching more experienced members of the community perform their work. I've listened to stories of the past, and learned what the community values and respects. More recently, others have watched me as I've tried things on my own. I knew that their knowledge and support would serve as my safety net.

I think I'm ready to set out on my own journey, making sense of the events and experiences I encounter. As on any journey, I'll adapt and accommodate to some situations quite easily. I know I'll have to grapple with some obstacles. I'll meet some people and situations that will challenge my beliefs and assumptions but I hope I can put shape around my experiences and craft something of which I can be proud.

Yes, I'm ready to become a teacher!"

Describing professional development as a journey or quest to "author" a professional identity is my attempt to situate professional development in a socio-cultural, historical perspective. This perspective probes the interactions and tensions between individuals and groups. It reminds us that teaching is a social practice that is embedded in a rich, contextual history.

To get to this point in my journey, I have woven ideas introduced by Bakhtin, Mead, Schon, and Vygotsky into an approach to professional development that highlights the particular lived experiences of teachers. Teachers work within communities of knowledgeable peers, who are trying to help young people become responsible and contributing members of a democratic society. Professional development is the responsibility of individuals but also the responsibility of the profession.
 
 
The self/other relation

Teachers enter the professional community having appropriated and assimilated the world views of their many communities. George Mead (1934) draws a useful distinction between the self as subject, the "I" and the self as object, the "me." The acting self, the "I," responds to the attitudes of others and acts as a conscious, intentional agent, whereas the objective self, the "me," is the internalization of the organized set of attitudes of the generalized others. The "I" then, challenges the traditions embodied in the "me." Maxine Greene (1978) acknowledges that "it is always tempting to identify oneself as what one has been or done in the past (how one was named, credentialed, defined), to become--as it were--a 'me'" (p. 36). The "me" remains empty, whereas the "I" becomes filled with meaning when people learn to speak, not as "what" but as "who" they are. The "I" and the "me" exist in a state of tension, a dialogical relationship, always seeking, but not achieving a balance. Roles, such as teacher, principal, or superintendent are categories assigned by others. Identity, on the other hand, is something continuously being negotiated from particular positions in the time/space dimension. The "I" challenges the categories provided by others and constructs itself against these cultural traditions.

All of us belong to many traditions and author ourselves from the multiple categories we receive from others. Since the self is cast in different roles in each community, we compose ourselves in order to function in these various communities. The author of a life fashions a meaningful life story by integrating various perspectives and stories into what MacIntyre (1984) calls a "narrative unity."

Just as words printed on the pages of a novel, notes printed on a page of a musical score, paint placed on a canvas, or forms sculpted from raw materials remain open to new interpretation every time they are consciously read, the self as a construct remains open and unfinalizable. The notion of "dialogism" (Bakhtin, 1984) assumes that the "text," in this case, the self, is always in a state of becoming. The self is being constituted while others respond to it through discursive networks, through social and cultural practices, and through institutional structures, power relations, and ideologies.

Our personal and professional lives, constantly in interaction with the lives of others, have both the potential to respond to these others and to influence these others. Bakhtin believed that humans strive to create an integral self to take responsibility for that self, to be answerable for that self. I am arguing that teachers author a professional self in order to become responsible for that self, to accept answerability for their practice. In achieving a coherent sense of self, individuals accept or devise descriptions of themselves which include both moral and ethical self-characterizations that situate them in relation to standards, goods and obligations to others. The self is viewed as a social being engaged in the daily practices of the life world, as one who acts in and on the world in concert with others. (Taylor, 1986, p. 312)

The role of others, the relationship to "goods, standards and obligations to others" is part of all stories. "What gets internalized in the mature subject is not the reaction of others but the whole conversation with the interanimation of its voices" (Taylor, p. 314). For teachers, listening to colleagues' stories lets them hear multiple interpretations and perspectives of similar situations with a variety of evaluative accents. Staff discussions provide a chance to record things we do that are pertinent to teaching, discuss them, and refine them. Conversations with colleagues provide opportunities to affirm practice and to envision alternatives to current practice. All of these situations provide occasions for teachers to work in the world in "concert with others."

Professional Communities

This notion of shaping professional identities bridges the gap from isolated individuals acting alone to the idea of communities of knowledgeable peers working to achieve a common purpose. Such communities engage in discussions about educational values and practice. Professional selves, as are private selves, are developed in webs of interpersonal relations and are mediated through language, through a process of conversation, either with specific others or through encounters with texts. We craft our professional lives in relation to what our notions of practice are and we orient our professional lives according to our notions of what ought to be (Bakhtin, 1986; Greene, 1995; MacIntyre, 1981; and Taylor, 1986). However, our lives are complicated by a multiplicity of understanding about human communities and conflicting values about what good teaching entails.

The practice of teaching is located in a social and political context against a background of tradition (Kemmis, 1987, p. 75). It is not only individual action but it is also a distillation of patterns of action expressing values that have been socially constituted and justified. I am suggesting that practice is more than the manifestation of a teacher's knowledge, more than the teacher's translation of knowledge into ways of interacting with students, more than a stance toward subject matter, and more than a display of instructional strategies. It is a social and political act which includes an expression of values, with notions of the "goods" and "ends" of practice emerging from tradition and is thus embedded in the past and present. It can be witnessed and heard through performance manifesting itself in the ways teachers work with students. I am casting teaching practice here as performance similar to the performances of musicians during which the musician cannot be separated from the instrument, from tradition, or from the music.

Traditionally, notions of improvement of practice and reflection on practice have been considered individual activities. This view of practice places the responsibility for improvement of practice on the individual and glosses over social and cultural influences. However, the very notion of practice draws upon established traditions and procedures which have evolved in a social context. My notions about practice have been shaped by the following definition:

any coherent and complex form of socially established cooperative human activity through which goods internal to that form of activity are realized in the course of trying to achieve those standards of excellence which are appropriate to, and particularly definitive of, that form of activity, with the result that human powers to achieve excellence, and human conceptions of the ends and goods involved, are systematically extended. (MacIntyre, 1984, p. 187)

This definition of practice as a "socially established cooperative human activity" links individual practitioners to collective traditions, an element of which is to extend the conception of excellence and the purposes of the activity. This element of pushing the possibilities of practice forward has attracted teachers to the notion of action research. It is this element of practice that has been ignored by the Manitoba government and by those who support a technical and instrumental approach to professional development.

In communities of shared practice, language is used to negotiate agreements that will support norms of co-operation and collaboration. It is used to sustain a process of communicative exchange, initially by allowing others to identify with the topic, and later, by maintaining the knowledge that binds the community together. Members of communities of shared practice react to changing circumstances by telling stories from the past. This historical context provides the social context of shared knowledge, linking the present to both the past and to the future.

One of the functions of communities of knowledgeable peers would be to make visible and audible how decision-making processes occur. In this way curricular decisions become subject to public scrutiny and evaluation. Several years ago the superintendents' team introduced reform initiatives which challenged teachers and principals to develop new professional communities in schools. Two mediational tools, reflection and collegial dialogue, were to become the links between the situation-specific details of practice and the more general and often decontextualized arena of theoretical discourse, long-term planning, and policy documents of the province and district. Teachers and principals were to examine critical issues and dilemmas using their own knowledge, in the form of narratives and anecdotes culled from their practices and experiences as well as knowledge generated by others, in the form of articles and reports. Indeed, the combined strength of reflection and dialogue, lies in the opportunities for professional learning provided for practitioners to move between the particularities of their individual situations and the general domain of current issues in educational thought through engagement with the discourse of the wider professional community.

Each school has funds of communal knowledge which will continue to evolve as circumstances change and as new members enter the group. Members of school communities will need to learn how to exploit the potential of these funds of knowledge. One approach would be to expand the role of collegial discussion to make values, assumptions, beliefs, and opinions more explicit and then to respect and understand the diversity within the group. I am not suggesting set procedures to facilitate collegial discussions, since that would be authoritarian and monologic. What I am suggesting is the notion of an active intentional orientation to the perspective of the other while trying to maintain a stance of "outsidedness", an activity that is dialogic in nature. Responsible professionalism demands that we be conscious of how we came to our knowledge and that we try to be as conscious as we can be about how we came to adopt our values and perspectives. It asks us to be answerable for the self that we have authored.

Composed Self/Composite Other

We have authored a self by and through our interactions both with others and with texts. I would like to extend the notion of the authored and composed self to suggest a "composite other" as the projected audience for professional discussions. In our attempt to understand where "others" are coming from, we project the experiences of those who have been significant to us. We need to learn to listen to the actual voice of our conversational partners as "concrete" others, offering mutual respect and acknowledging our interdependence. If we are unable to hear the voices of these composite others, to listen to colleagues as equal moral agents, discussions disintegrate into the playing out of our prejudices and preconceptions.

The life text, authored by an individual with intentions, purposes, hopes, and aspirations can only be understood by responsive, composite others who recognize the work of the self, which is to fill the "I" with meaning. The work of the self is the exercise of personal agency by acting and speaking through the cultural traditions of the communities to which the "I" belongs. For teachers, composite others are not only their dialogic partners in team discussions and teacher/principal dyads about practice but include the accumulated responses of students, media reports and government statements about teachers and public education, the weight of cultural traditions, memberships in multiple social groups, membership in subject area departments, responses from parents, previous acceptance and/or evaluation from colleagues and administrators, observations culled from experiences, knowledge of relevant theories, and, most importantly, the self as reflective practitioner engaging in internal dialogue with composite others.

Let me attempt to summarize these ideas. The notion of authoring a professional identity complicates the discourse on school reform efforts and professional development by highlighting the interdependence among personal agency, personal history, school and district cultures, and the wider ideological, political, and economic contexts. It is based on the assumption that individuals attempt to make meaning from the swirl of events they encounter in their worlds. Story telling is one of the most powerful tools we use to shape these events and make meaning. Teachers put form on the events of their practice in order to shape it towards their understanding of what teaching entails. When teachers tell stories about their classrooms, they frame their tales from within their inherited traditions according to their ideas about what ought to be as well as their understanding of who will hear their stories. This process occurs with or without the support of administrators and policy-makers and becomes a central component in the ongoing process of composing a professional identity.

A view of teacher development couched in the complicated matter of identity formation challenges the assumptions of all those writing about planned change by acknowledging the importance of teachers, their perspectives, and working contexts. It values the pedagogical understanding and knowledge of specific contexts that teachers bring to discussions about planned change.

Another dimension of the idea of composing a professional identity is that individual teachers are embedded in networks of social relations. As members of professional communities, they are engaged in the political act of teaching. The practice of teaching becomes interpreted as the distillation of patterns of action expressing socially and historically constituted values.

The notion of authoring a professional identity recognizes that inherited traditions and conventions channel understanding and perspectives in particular ways but it also recognizes that individuals, by choosing their response to events in their lives, are able to modify their perspectives. How individuals respond is dependent on their understanding of teaching, and of their human and professional responsibilities. This understanding does not remain static throughout a career but is shaped and stretched by interactions with students, parents, colleagues, texts, policy documents, and media reports.

The responsibility for informing and articulating goals, assumptions, and understanding about practice is returned to individuals as part of their professional project of authoring an identity. Authoring a professional identity weds the individual with the social, is rooted in past traditions in order to create the future, and encourages active and focused engagement with educational theory to focus on teacher learning about practice.

In composing a professional identity, individuals will always experience dissonance between the desire to remain within the inherited cultural time/place and the desire to transform the world. By acting in the world, individuals influence it, and are themselves changed. The notion of authoring an identity foregrounds the conscious, intentional actions of knowledgeable people striving towards a future.

However, the notion of authoring a professional identity raises difficult issues about how to create conditions and patterns of professional interaction that both challenge and support educators in their struggle to improve practice. The author of any work manifests individuality through personal style, world view, and voice which permeate all aspects of the work. I am suggesting that teachers manifest their professional identities through their teaching styles, their world views, and their relationships to others and to their work. Their professional style and voice have been formed by and through interactions between their selves and the numerous social groups of which they are members over the course of a professional lifetime in communities of other professionals. Teachers who are involved with authoring an integral self, a self that is answerable for its particular actions in particular situations and a self that is responsible to composite others in interconnecting webs of interpersonal relations, are teachers engaged in continuous improvement of practice.

REFERENCES

Bakhtin, Michael, M. (1981). The dialogic imagination. Austin: University of Texas Press.

Bakhtin, Michael, M. (1986). Speech genres and other late essays. Trans. V. W. McGee.
Austin: University of Texas Press.

Greene, Maxine. (1978). Landscapes of learning. New York: Teachers' College Press

Kemmis, Stephen. (1987). Critical Reflection. In M. Wideen and I. Andrews (Eds.),
Staff development for school improvement. London: The Falmer Press.

MacIntyre, Alasdair. (1984). After virtue: A study in moral theory.
Notre Dame: University of Notre Dame Press

Mead, George. (1934). Mind, self and society. Chicago: The University of Chicago Press.

Taylor, Charles. (1991). The Dialogic Self. In David Hiley, James Bowman, Richard Kunsterman (Eds.), The interpretive turn (304-314). Ithaca: Cornell University Press.

Ong, Walter. (1982). Orality and literacy: The technologizing of the word. London: Methuen. Vygotsky, Lev. (1970). Thought and Language. Cambridge: MIT Press  


Tensions of Teaching
Dr. Judith M. Newman

Tensions of Teaching, a collection of narratives of practice written by Canadian teachers, was recently published.  Matt Meiers asked Judith Newman, editor of this book, some questions.

  • what are you trying to show teachers in Tension of Teaching
  • how is the book your attempt at focusing on critical issues in professional practice
  • how are our narratives a key to making theses issues visible to critical reflection
    and to planning changes in our practice(s)
  • other important stuff

Judith wrote:  "Let me attempt to answer them for you."

What I was Trying to Show

For nearly fifteen years now, I’ve been working with teachers in an action research context. When we began in 1984 we didn’t know that the activity we were engaged in  was called “action research” but that was, in fact, what we were doing. I wanted to help the teachers to take a critical look at what was happening in their classrooms: first, to help them uncover the assumptions that were shaping their instructional decisions; second, to allow them to have a glimpse of what their students were really experiencing. I wanted to shift the teachers’ gaze from “teaching” to “learning”--both their students’ and their own.

We invented a vehicle for ourselves--critical incidents--to help us explore what was happening in our classrooms. I started out by asking the teachers to make note of whatever was going on that made them uncomfortable, moments when they weren’t sure what decision to make, or where they were unhappy with the consequences of some judgement they’d made. We recorded very brief accounts of these moments on small index cards and then discussed these incidents in class. These stories became the basis of our inquiry into curriculum.

Writing was an important aspect of our work. I’d come to appreciate how writing helped me discover what was going on in my own teaching--I believed it would be beneficial for teachers also to write as a way of creating a new understanding of their professional lives. I encouraged people to keep a journal. I asked them to write to me on a regular basis to share connections they saw from the professional reading they were doing and what was happening in their classrooms. The next step was to take some aspect of their professional lives and craft a narrative account of it for readers other than ourselves.

This particular anthology of teachers’ writing grew out of the 1994-95 “Action Research” graduate class at UM. The teachers had no idea at the outset that they would become published authors. Although that is always a potential goal of mine, I, too, wasn’t certain at the beginning that we’d succeed. My purpose was to have the teachers explore their teaching to discover what they could learn from their students and if at the end we had publishable stories to share all the better. But first, and foremost, my intention was to help these teachers become what Donald Schon called “reflective practitioners.”

Tensions of Teaching, then, is a collection of our thoughts and reflections on our teaching and learning experiences. Through this writing, we have attempted to show what we’ve learned about the political nature of teaching. We’ve tried to show, as well, the complexity of the everyday decisions we face in a classroom context. We share the suprising insight that every action and every decision in a classroom carries with it the potential both to support and to interfere with students’ learning. We reveal our feelings of vulnerability. We explore our new-found understanding that teaching is fraught with tensions. We wrote hoping that our readers would better understand the constraints under which we, and they, work.

The Critical Issues in Professional Practice

Teacher / action research is about discovering ourselves, about uncovering our assumptions -- assumptions about learning, about teaching, about values and beliefs. Teacher research is driven by a desire to understand the theoretical rationale which influences the instructional judgements and decisions that we make.

An important first step in becoming a teacher / action researcher is to enter into an exploration of how we compose our practice. What beliefs underlie what we choose to do in the classroom? What internal and external constraints and pressures affect the decisions we make? What counts as “data”? What might we do differently? At the heart of teacher / action research is the struggle to learn from our students. What sense are they making of what’s going on? Are they engaged or turned off by the experiences we offer them? How are they preceiving the classroom world.

Most teachers find becoming a “kid-watcher” a difficult undertaking. Learning to observe students and to see the world from their perspective is not easy because it means allowing ourselves to become vulnerable. Given the realities of classrooms it’s a certainty that whatever activity we try, whatever invitation we extend, it will be wrong for some students. Consequently, becoming a better observer means discovering what’s not going right. It requires an act of bravery to engage in this kind of inquiry.

Sometimes inquiry begins because a teacher has already identified tensions and is now wondering where to go next. Sometimes mandated curriculum change serve as the jump-off. Other times simply the desire to understand what’s going on in the classroom situation sets the process in motion. The major impetus, however, for examining our assumptions generally comes from our students--particularly students who reject school.

At some time or other we all face students who resist what’s going on in the classroom. That’s a fact of classroom life. The traditional way of dealing with this resistance is to identify resisting behaviour as “bad” and to punish students. More effective, however, is to attempt to understand students’ resistance, and then to try to find ways of inviting students into learning. In either case, the teacher / action researcher is driven by a need to understand what’s involved in taking a new path. An inevitable outcome of inquiry into practice seems to be the realization that the classroom calls for something new. The evidence from our observations of what’s happening in our classrooms makes it clear that if we really want to engage students, we’re going to have to do things differently. The point of teacher / action research isn’t to prove anything--the reason for engaging in teacher / action research is to confront such questions as “How is my teaching affecting my students?” “How might I improve what I’m doing?” We want to gain insight into learning and teaching as well as into the political pressures which affect our decision-making.

Teaching is full of contradictions. There is always a gap between our intentions and our actions. In some sense, we’re always “becoming” as teachers; that is, there’s always something new to learn--new students present new challenges and changing times requires changing our ways of teaching. Because our judgements are based largely on our tacit theories, on values and beliefs that are culturally determined and not explicitly articulated, the act of creating a narrative permist us to distance ourselves from our judgements a bit and affords an opportunity to make the basis of our work open to inspection.

The critical issues uncovered through action research are all political. Recently I compiled a partial list of tensions facing teachers. The list included such things as engagement vs coercion; collaboration vs learning in isolation; issues of power and control; students “not-learning”; choice and ownership; negotiating the curriculum; the pressures associated with standardization--of curriclum, of assessment, or reporting; dealing with opposing ideologies, etc. Our inquiries all lead us to ask questions about power and whose interests are being served. This reflective activity takes us outside the status quo of schools--it permits us to ask questions about what is worthwhile in teaching and why. It allows us to challenge the taken-for-granted.

The Role of Narrative

Let me excerpt a bit from “On Becoming a Better Teacher”--one of my pieces in the book.

The point of teacher / action research... is to help us discover what's problematic with our teaching. The reason for engaging in inquiry is to understand better our relationship with our students as well as how to negotiate curriculum with them. I keep asking teachers "What surprised you about?" I do that because I want them to notice the unexpected--both in school, and in their out-of-school lives. It's the moment of surprise, of being perplexed, that alerts us to something worth noting and provides an opportunity to make our assumptions, beliefs, and values visible. "What was I expecting?" people need to ask themselves. "Why was I expecting that?"  Another critical incident. One of the most difficult transitions I personally have had to make has been dealing with kids' resistance, their 'not-learning' as Herb Kohl (1994) calls it. Just when I think I have some control over my responses I run into a kid who pushes me back into my instinctual, authoritarian way of responding. There's one like that in one of the third grade classes I've been visiting.

In my experience when kids avoid engaging, offering some support brings about a small shift in attitude. Usually I can get a kid to 'just try'. I've learned that helping kids to be successful overcomes a lot of their resistance. But I can't even get near this one-Andrew, I'll call him. He cuts me off by turning away from me before I can offer help of any kind. His body language is real clear-stay away!

Part of Andrew's problem is that he doesn't read or write very well. At age nine, that's starting to be serious. He's bright, so he knows what the others can do and he can't. He behaves aggressively-pinching, hitting, or jabbing his classmates with a pencil. They don't want anything to do with him. His behaviour keeps them from discovering his shortcomings, but at a cost:  by isolating himself he is unable to build friendship.

I'm flummoxed. Andrew is showing quite clearly he won't learn from me. And each time I attempt to engage him I seem to be digging the hole deeper. Andrew evokes the 'witch' in me. Although I understand his antagonism, I react to it in a way that doesn't help him. I find myself wanting to force him to try.

I have no trouble engaging Jake, who drives the teacher crazy. He doesn't make me bristle the way Andrew does. The question is what about the behaviour gets to me in Andrew's case and not in Jake's. What in my own history is being triggered by Andrew and not by Jake? I don't have an answer for that at the moment.

Maybe it's the way Andrew rejects assistance. When he cuts me off I just walk away. I've learned there's no point in attempting to cajole him and I have no authority to insist he do anything. But I'm not happy walking away. I keep wondering what I'm doing that evokes Andrew's resistance and what I could do that would permit us to work out a different kind of relationship
(JN. Journal: 11/7/1995).

Writing about the problem helped me see Andrew and I were engaged in a power / control struggle.

I was rereading Interwoven Conversations (Newman, 1997) the other day when I came across a critical incident about Danny-a six-year old who taught me to ask "Do you need help?" before barging in. I'm barging in with Andrew; he immediately raises his barriers, which in turn angers me because it leaves me nowhere to go. Hmm...So I guess I should at least be giving him some room to let me know how I can help him before we're embroiled in his not-learning game. I can see I should ask if he needs help and accept it if he says 'No.' That gives him an out and me a way of leaving gracefully. I'll try that tomorrow morning and see what happens (JN. Journal: Nov. 14, 1995)

The next day, when I asked Andrew if he needed help he considered my offer and then told me precisely what assistance he wanted when I followed up by asking 'What can I help you with?' That surprised me. In other words, I discovered that asking if he needed help made it possible for Andrew to retain control of the situation. It made it possible for him to engage in learning with me. My reflective writing helped me understand what was causing my struggle with Andrew and what I might do about it.

Bev, Andrew's teacher, and I had a conversation one afternoon in which she described how she learned to accept his clear signals that he wouldn't comply. As she wrote later:

The issue of power and Andrew's behaviour was a serious issue. I found myself challenged by the dilemma of how to give Andrew the power he needed without 'caving in' to his tyrannical behaviour. How could I get out of the power struggle that I didn't want to be in and that Andrew continually created? One clue for me came when he told me one day that he didn't want to go to music and if I forced him to go he would misbehave so that he would be sent out of the room. At that moment I knew he had it figured out-he was in control and he knew it. I had to learn ways of negotiating activities with him, allowing him acceptable choices. Instead of reacting in an authoritarian way I had to find ways of allowing him to choose to engage. Andrew has taught me that I can't make anyone do anything he doesn't want to; external power has limited impact; it's internal power that makes a positive difference
(BC. Journal: 4/21/1995).

Bev learned how to negotiate with Andrew. Her important insight was that Andrew was always in control and that she would never get anywhere trying to force him to do anything. Because she has become adept at reading his signals, he's become much more involved and proficient at reading and writing and his behaviour is considerably less resistant. My coming to understand the dynamics of my interaction with Andrew allowed me to talk with Bev about his resistance and avoidance of learning. In turn, Bev was able to restructure her relationship with Andrew. (Tensions of Teaching: pp: 194-196)

Narrative, I’ve discovered, is perhaps the most valuable tool for exploring what’s happening in my teaching . It’s through my journal jottings and my subsequent attempts to see beyond the moment to the issues affecting my decision-making that allows me to be more responsive to my students. I believe it’s important to understand that we will always have not-learning going on in our classrooms and that if we want to help reverse it we have to recognize our contribution to students’ decision to be not-learners.

Other Important Stuff

Ultimately, teacher / action research is about researching and changing myself. The vast literature on restructuring schools, on school reform, is “pie-in-the-sky” stuff because it doesn’t take into account the fact that teacher change has to be individual. Any educational reform must involve helping individual teachers and administrators to see their work in new ways. I don’t see much of that happening--instead, I see coersion--standardized tests, standardized curriculum being foisted upon teachers making it harder and harder for them to take the time to build relationships with their students. Yet, it’s that relationship building that is at the heart of any sustained engaged learning.

The teacher / action research movement is becoming more and more widespread. In publishing Tensions of Teaching, I was hoping to furnish further resources for teachers unhappy with the status quo, to help them develop tools to explore what’s going on in their classrooms, and to help them better understand the political pressures and the tensions which affect their every decision, their every judgement, in the classroom.

References:

Kohl, Herb 1994 I Won't Learn From You. In: I Won't Learn From You. New York: The New Press: 1-32.

Newman, Judith M. 1997 Interwoven Conversations: Learning and Teaching Through Critical Reflection. Toronto: Canadian Scholars' Press.

Newman, Judith M. 1998 Tensions of Teaching:   Beyond Tips to Critical Reflection.
Toronto:  Canadian Scholars' Press


Educational Action Research and the Construction of Living Educational Theories
Jack Whitehead
Department of Education, University of Bath, Bath, U.K.

Background

In the March 1997 issue of Educational Researcher, Robert Donmoyer (1997) asks, What is a Journal Editor to do when educational research is in an era of paradigm proliferation? He attempts "to figure out how to play the gatekeeper role at a time when there is little consensus in the field about what research is and what scholarly discourse should look like.”

This was followed in the May issue by Part 1 of Competing Visions of What Educational Researchers Should Do, with contributions from former Presidents of AERA, William Cooley, Nate Gage and Michael Scriven (1997) and in the June/July issue by Part 2 of Competing Visions for Enhancing the Impact of Educational Research  with contributions from David Berliner, Lauren Resnick, Larry Cuban, Nancy Cole, James Popham and John Goodlad (1997). In concluding his contribution to the June/July issue Donmoyer asks, "How can we enhance the impact of educational research?”

I am interested in contributing to debates on the nature of new paradigms in educational research and educational theorizing. In particular I want to direct the attention of educational researchers to the living educational theories produced by educational action researchers to explain their own professional learning as they answer and research questions of the kind, "How do I improve my practice?" (Whitehead, 1993; Evans, 1995; Eames, 1995, Hughes, 1996; Laidlaw, 1996; Lomax, 1994; Evans, Lomax & Morgan, 1998; Holley, 1997, Shobbrook, 1997; D’Arcy, 1998; Geelan, 1998)

In this era of paradigm proliferation I want to raise the possibility that such educational theories offer the most valid forms of explanation in the world today, for explaining the educational actions and influences of these action-researchers with their colleagues, pupils and students.

Purpose

To present a new paradigm of educational research grounded in the living educational theories which educational action researchers produce for their own professional learning.

Theoretical framework

In presenting the evidence to support a "living theory" paradigm of educational research I know that I am asking you to understand this evidence in relation to a reconstituted meaning of "theory.” In understanding my meaning it is important to see that there is no one "theoretical framework" in the new paradigm. Each individual action researcher is creating her or his own living theory in the explanations for their professional learning in their educational inquiry. It may be helpful if I begin with familiar definitions of "theory" before moving into a process of showing the meanings of living theories and showing how to distinguish living theories from other forms of theory.

I think you will understand "theory" in similar terms to Argyris and Schon when they write about a set of interconnected propositions.  

    Theories are theories regardless of their origin: there are practical, common-sense theories as well as academic or scientific theories. A theory is not necessarily accepted, good, or true; it is only a set of interconnected propositions that have the same referent - the subject of the theory. Their interconnectedness is reflected in the logic of relationships among propositions: change in propositions at one point in the theory entails changes in propositions elsewhere in it.

    Theories are vehicles for explanation and prediction. Explanatory theory explains events by setting forth propositions from which these events may be inferred, a predictive theory sets forth propositions from which inferences about future events may be made, and a theory of control describes the conditions under which events of a certain kind may be made to occur. In each case, the theory has an 'if...then....' form.” (Argyris, C. and Schon, D. 1975)

In my view, living theories are not characterized solely by a set of interconnected propositions. The data sources below include such propositions within their dialogical forms of representation of a living theory. Their meanings however, cannot be validly reduced to such propositions. The reason for this is that living theories contain “I” as a living contradiction. Living theories cannot be reduced to a set of interconnected propositions because contradictions are necessarily embodied in living theories and excluded in propositional theories. They are excluded by a logic of propositions which claims that two mutually exclusive statements cannot be true simultaneously (Popper 1963). The question of how “I”, as a living contradiction, constitute a significant part of an explanation of their professional learning is answered in different ways by each action-researcher in the theses and dissertations listed below.

These living theory theses and dissertations are also characterized by the explanatory power of the values and understandings which these action-researchers embody in their explanation for their own learning and which they use as the standards of judgement to test the validity of their claims to knowledge. The importance of understanding the use of values as standards of judgement in testing the validity of such claims to knowledge is that they offer new standards to academic communities for legitimating the new living theory paradigm. When I write about values I mean those qualities which give meaning and purpose to our personal and professional lives.

The creation of living theories begins in practice. The creation begins in the kind of inquiries which I think you will have engaged in of the kind, “How do I do this better?” or “How can I help you to improve your learning?” or “How can I live my values more fully in what I am doing?”

I draw support from Ryle’s point about practice preceding propositional theories:
 

    ...... practice precedes the theory of it;  methodologies presuppose the application of the methods, of the critical investigations of which they are the products.... The crucial objection to the intellectualist legend is this. The consideration of propositions is itself an operation the execution of which can be more or less intelligent, less or more stupid. But if, for any operation to be intelligently executed, a prior theoretical operation had first to be performed and performed intelligently, it would be a logical impossibility for anyone ever to break into the circle. (Ryle, p. 31 1949)

I was inspired in my commitment to the importance of values as explanatory principles in educational inquiries by Richard Peters’ (1966) insistence that education should be understood as a value-laden practical activity. When studying educational theory with a team of philosophers at London University led by Peters between 1968-70, I initially accepted his disciplines approach to educational theory. In this approach, educational theory was held to be constituted by the disciplines of education where, philosophy, psychology, sociology, and history were distinguished by their conceptual frameworks and methods of validation. However, I rejected this approach in 1971 on the grounds that this view of educational theory did not have the capacity to explain my own professional learning as an educator as I worked with my students on improving their learning.

I did not reject the part, which these disciplines could play in creating and testing educational theories. What I rejected was the idea that any of these disciplines contained the possibility of producing a valid educational explanation for my professional learning as an educator as I asked, answered and researched educational questions of the kind, “how can I improve this process of education here?”

In the process of rejecting the disciplines approach to educational theory I made a decision to create and test my own educational theories to explain my professional learning as a teacher-educator and educational researcher. I was fortunate in reading Polanyi’s (1958) work. Polanyi explained the basis of personal knowledge in terms of a decision to understand the world from one’s own point of view as an individual claiming originality and exercising judgement, responsibly.

Perhaps because of my first degree in physical science I have retained a concern with validity and with clarifying the standards of judgement I use to test the validity of my claims to educational knowledge. I found support in developing an approach to validity in Habermas’ work (1976):
 

    The goal of coming to an understanding is to bring about an agreement that terminates in the intersubjective mutuality of reciprocal understanding, shared knowledge, mutual trust, and accord with one another. Agreement is based on recognition of the corresponding validity claims to comprehensibility, truth, truthfulness, and rightness. (p.3)

I seek to establish the validity of living educational theories by subjecting the explanations offered by action researchers to the questioning of a “validation group.” This usually consisting of between 6-10 people, some of whom are working with the researcher and some who work from different paradigmatic perspectives. The kinds of question we focus on are: is the report comprehensible? (comprehensibility);  Is there sufficient evidence to support the claims to knowledge? (truth); Are the meanings of the values shown and justified in the course of their emergence through practice? (rightness);  Does the account offer an explanation for the individual’s learning which shows a sustained commitment to living values in practice? (truthfulness).

In drawing on  theoretical frameworks from Polanyi and Habermas, I do not want to give the impression that these form the basic theoretical frameworks for this paper. I want you to be clear that the basis of this paper is the living educational theories created by action researchers’  studies of “singularities.”  These living theories show how researching one’s own professional practice as a “singularity” within a particular social and professional context, can contribute to a new paradigm of educational research.

Michael Bassey (1995), another former President of the British Educational Research Association, says that the term “singularity” originates in an educational context in Helen Simon’s (1980) Towards a Science of the Singular. Helen attributes the term to the inspiration of David Hamilton.
 

    A singularity is a set of anecdotes about particular events occurring within a stated boundary, which are subjected to systematic and critical search for some truth. This truth, while pertaining to the inside of the boundary, may stimulate thinking about similar situations elsewhere....... (Bassey, 1995, p. 111)

Bassey says that a boundary can be defined in space and time, for example as a particular classroom, or school, or local education authority, or as sets of these, in a particular period; or it may be defined as a particular person, or group of people, at a particular time and in a particular space. He points out that to some people the distinction between a study of a singularity and a search for generalization is pedantic and unnecessary. He disagrees in terms of the research ethic of the pursuit of truth:
 

    The conclusions of research should only be generalized, meaning that they are firmly extrapolated beyond the population under study, if it is clearly established that the general population has the same characteristics as the population, which has been researched. To assume that the findings from one study of a small group of primary school teachers, or fifteen-year-old children, or left-handed astrologers with blonde hair, can be extrapolated to others who fit the same description is nonsense! It is nonsense because there are so many other contextual variables, which may determine what happens - variables of personal history, of understanding and of intention of all the actors involved, as well as variables of setting. (p.111)

The unit of appraisal in the living theory paradigm is an explanation, produced by the “singular” educational action researcher, of her or his own professional learning in answering and researching questions of the kind, “How do I improve my practice?”

Of fundamental importance in the creation and testing of living theories is the use of values as standards of judgement in testing the validity of the explanations. The living theory theses and dissertations in the data section below draw upon the following range of values. This is not intended as a comprehensive “list” of values. Each living theory contains a unique constellation of values and understanding. I would add Robyn Ladkin’s (1998) value of ‘compassionate understanding” to the following values.

Aesthetic and moral values are identified by Laidlaw (1996) in her explanation of her educative relationships with her pupils. She shows how these values are developmental in nature as she explores the implications of asking, “How can I account for my own educational development by teaching ‘The Ancient Mariner’  to Rebecca, Zoe and other members of their Year Seven Class?”

Spiritual values are addressed by Cunningham (1997) in an explanation of his educative relationships as he supports teachers in their action inquiries of the form, “How can I help my pupils to improve their learning.”

Dialogical and dialectical values have been explicated and used by Eames (1996) in his analysis of his professional knowledge-base as a teacher-researcher.

Methodological values have been demonstrated by Lomax (1997) and Hughes (1996), in their stories of their professional learning and educational development. Lomax has defined the values of the inter- and intra-subjective dialectics in constructing an action research account. Hughes has examined the value of understanding the theoretical antecedents of the particular approach to action planning used in an action inquiry.

Political and economic values have been identified by Whitehead (1993) in his explanation of his professional learning as a university teacher-researcher.

Educational leadership values have been revealed by Evans (1995), in the creation of her living theory as she researched her influence in the development of an action research approach to the professional learning of her colleagues.

Relational values have been used by Holley (1997) in constructing an explanation of her professional learning with her pupils and colleagues in a community school in the U.K. context between 1990-1996.

Curricular and assessment values have been highlighted by D’Arcy (1998),  Hayward (1991) and Walton (1992)  in their narratives of their professional learning as they show what it means to them to make educative responses to pupils.

In making a distinction between the “living educational theories” created by the above educational researchers and “theoretical frameworks” I want to emphasize that living theories can include theoretical frameworks. For example, I use some of the ideas of Bakhtin (Holquist 1990) and Ilyenkov (1977) in justifying my  inclusion of  “I” as a living contradiction within dialogical educational inquiries of the kind, “How can I help you to improve your learning?”.  To show you how I do this I will justify my use of “living” in “living theories” and my inclusion of “I” as a “living contradiction” within my claims to educational knowledge.

My use of “living” in “living theories”

In my educational enquiry, “How do I improve what I am doing?”,  I exist as a value-laden centre of consciousness where my ‘I’ has no experiential beginning and no end for me. In this I believe with Bakhtin in existence as dialogue:

The only way I know of my birth is through accounts I have of it from others; and I shall never know my death, because my ‘self’ will be alive only so long as I have consciousness - what is called ‘my’ death, will not be known by me, but once again only by others... Stories are the means by which values are made coherent in particular situations. And this narrativity, this possibility of conceiving my beginning and end as a whole life, is always enacted in the time/space of the other: I may see my death, but not in the category of my ‘I’, For my ‘I’, death occurs only for others, even when the death in question is my own. (Holquist, 1990,  p.37. )

I have described above my move to create an alternative possibility to the dominant “disciplines” approach to educational theory. The original thought I had in 1971 was that instead of being constituted by the disciplines of philosophy, psychology, sociology and history, educational theory could be viewed as being constituted by the descriptions and explanations which professional educators created for their own learning as they answered practical questions of the kind, “How do I improve this process of education here?” This “living theory” approach does not preclude the integration of insights from other theories. The problem I had with a view of educational theory derived from a “rationalist” philosophy is the same problem identified by Bakhtin in the creation of his literary theories:

As Bakhtin explains “I” do not fit into theory - neither in the psychology of consciousness, not the history of some science, nor in the chronological ordering of my day, not in my scholarly duties...... these problems derive from the fundamental error of “rationalist” philosophy... The fatal flaw is the denial of responsibility - which is to say, the crisis is at base an ethical one. It can be overcome only by an understanding of the act as a category into which cognition enters but which is radically singular and responsible. ( Morson, G.S. & Emerson, C. 1989, p. 13.)

I feel an affinity with Bakhtin in stressing the importance of singularity and responsibility. Given these agreements I looked for points of disagreement where someone influenced by Bakhtin’s literary theories might not believe in my conception of my living educational theories. The main point of disagreement might be in his Notes of 1970-71 where he says:

Take a dialogue and remove the voices (the partitioning of voices), remove the intonations (emotional and individualizing ones), carve out abstract concepts and judgements from living words and responses, cram everything into one abstract consciousness - and that’s how you get dialectics.

The living theories I have placed on the internet would appear, in my judgement, to have found a way of embracing dialectics without removing the voices (some intonation has been lost) or carving abstract concepts from living words or cramming everything into one abstract consciousness. Let me now turn to “I” as a living contradiction.

My use of “I” as a living contradiction

I am using contradiction in the sense of two mutually exclusive opposites being experienced simultaneously and I want to distinguish between contradictions in experience and contradictions between statements. The law of contradiction, which states that two mutually exclusive statements cannot both be true simultaneously, has been used to eliminate contradictions from “correct thought.” Popper’s view was that theories which contain contradiction are useless as theories. Using the laws of inference he demonstrated that if a theory contained a contradiction “we can infer from a couple of contradictory premises any conclusion we like” (Popper, 1963, p.319). For dialecticians such as myself contradiction as the concrete unity of mutually exclusive opposites is the central category of dialectics. But, as Ilyenkov (1977, p. 320) pointed out:
 

    ...no small difficulty immediately arises as soon as matters touch on “subjective dialectics”, on dialectics as the logic of thinking. If any object is a living contradiction, what must the thought (statement about the object) be that expresses it? Can and should an objective contradiction find reflection in thought? And if so, in what form?

Ilyenkov died before he could answer his questions. Where I believe the creation and testing of living theories shows a way of answering them is through the integrating capacities of the individual ‘I’ who exists as a living contradiction and who creates explanations for her or his own learning in asking, answering and researching questions of the kind, “How do I improve my practice?” I imagine that you will understand what I mean by living contradiction in that you will have had experiences of holding together your values and their negation.  In your teaching you may believe in Inquiry learning whilst at the same time recognize that you have acted in a way which has stifled this expression in your pupils. You may believe in a curriculum which supports autonomy but find yourself “teaching to the test” in a way which denies this value. It is the experience of recognition that you hold certain values whilst at the same time experiencing their denial which characterizes my meaning of “living contradiction.”

Van Manen’s (1990) framework for researching lived-experience can be used to support a “grounded” analysis of the accounts of teacher-researchers as they create explanations for their own professional learning which involve their values as explanatory principles. Without fully embracing Van Manen’s approach, I want to state that it has value in the creation of living theories in helping to explicate, reflectively, the meanings of the values which emerge through time and action:
 

    Hermeneutic phenomenological human science in education is, therefore, not simply an approach (alongside other approaches) to the study of pedagogy. That is, phenomenology does not simply yield alternative explanations or descriptions of educational phenomena. Rather, human science bids to recover reflectively the grounds which, in a deep sense, provide for the possibility of our pedagogic concerns with children (p. 173).

A central purpose of phenomenology is to understand the grounds for the possibility of our “knowing” and “understanding.” Without embracing this central purpose, the focus on experience and on understanding the grounds of our understanding in relation to the meanings of the values which emerge through practice (rather than the possibility of our knowing), are part of the creation of living theories which can be related directly to the processes of improving the quality of teachers and students’ learning. In other words the central purpose of a living theory approach to educational knowledge is to create and test theories which can be used directly in the processes of improving the quality of learning. As part of this process it is important to understand the grounds (values and understandings) which are being used to test the claims to knowledge. This is where hermeneutic phenomenology has a part to play in the creation of living theories without such theories and modes of inquiry below being reduced to a mode of phenomenological inquiry.

Modes of enquiry

The modes of inquiry used in creating living theories are focused on asking, answering and researching questions of the kind, “How do I improve what I am doing?”

In the process of answering such questions, the action researchers find it helpful to use professional learning or action/reflection cycles of:

  • expressing concerns when values are not lived fully in practice;
  • constructing action plans with details of the data to be collected to enable a judgement to be made on the effectiveness of the actions;
  • acting and data gathering;
  • evaluating in terms of understanding and the effectiveness of the actions;
  • modifying concerns, plans and actions in the light of the evaluations.

Traditional forms of social science methods are used in some of their enquiries. These include interview, questionnaire and triangulation of both methods and interpretation.

In relation to inquiries concerning generalisability I point to the form of professional learning cycles which gave the action researcher’s above an initial confidence that there was a discernable form of inquiry which they could use to take their own inquiry forward. In answering questions about the generalisability of the dialogical and dialectical forms of living theories and the values base of their standards of judgement I turn to Bassey’s (1998) notion of “fuzzy generalisation”.
 

    “Fuzzy generalisation” is the term I am suggesting for statements like, “Do x in the classroom and y may  happen.” It is the researcher’s equivalent of the politician’s soundbite. On its own it has little credence, but supported by a research report which gives the context in which x has led to y, it could be a valuable contribution to the professional discourse which in turn develops classroom practice or educational policy. This idea.... could provide the missing link between researchers and users. (p.7).

 
The modes of inquiry used in the creation of living theories differ for each educational action research study of singularity in the process of representing and legitimating the claims to educational knowledge. In developing modes of enquiry in relation to representation and the questions, how do we display what we have learned and what forms can we trust, Shobbrook (1997), for instance, uses the form of her correspondences with her tutor to give a form to her living theory. Holley (1997) uses the metaphor of a “kaleidoscope” to communicate the shifting patterns in her understandings. Eames (1995) explains how he uses his conceptions of dialogue and dialectics to give a form to his professional learning and knowledge. Laidlaw (1996) demonstrates how the living standards of judgement she uses to test the validity of her claims to educational knowledge are themselves changing and developing in the course of giving form and meaning to her professional life with her pupils. Evans (1995) explains how her mode of inquiry involved the creation and use of fictional accounts in dealing with difficult emotional issues which arose in her educational leadership as a vice-principal of a secondary school.

In representing their living theories each individual has constructed a unique synthesis of values, understanding, context and practice into a comprehensible explanation of their own professional learning. The assertions in their explanations are supported by evidence. The explanations include the explication and justification of the meanings of the values, which emerge through time and practice. They explain their own learning in their educational inquiry.

The modes of inquiry used to legitimate the claims to knowledge and answer questions of the kind, “what modes are legitimate?” and, “how shall we know?”,  are focused on the ways of testing the validity of the claim to have explained the learning in the educational inquiry.  These tests are related to the nature of the values and forms of understanding which constitute the explanatory principles for the learning. In my own study of “singularity” I have emphasized the importance of developing an understanding of the politics of educational knowledge when engaging with the processes of legitimating living theory theses (Whitehead, 1993; Hughes, Denley and Whitehead, 1998).

In addition to questions of validity, the modes of inquiry used to legitimate living theories in the Academy often involve responding to inquiries concerning objectivity, subjectivity, and rigour. The modes of inquiry are grounded in the researchers’ subjective interpretations of their experience. The view of objectivity often used in the accounts is similar to Popper’s (1972) view of objectivity being grounded in intersubjective criticism and in subjecting accounts to the mutual rational control of critical discussion. The validation groups provide this critical discussion and link to the process of legitimation. So, for example, the mode of inquiry related to “rigour” for use in legitimating action research accounts is drawn from the six principles defined by Winter  (1989). That is, the accounts are judged in Winter’s terms on the quality of their reflexive and dialectical critiques, the use of a plural structure and multiple resources, and the contribution to theory and practice transformation.

Focusing on validity, the easiest tests of validity to apply are those in which propositional assertions can be supported by evidence. So, for example, when Forrest (1983), a teacher educator, initially claimed to have influenced the professional development of a teacher, a validation group was not convinced by the evidence produced and asked for stronger evidence in relation to his claim as his inquiry continued. A subsequent meeting of the group was impressed by the strength of the evidence which showed how Forrest had enabled a teacher to help her pupils to learn a geographical concept which previously she had believed was out of the reach of her pupils.

The most difficult tests of validity to engage with and appreciate are those involving ethical, aesthetic and spiritual values. Difficulties arise because the meanings of such values are embodied in one’s form of life and cannot be understood using propositional forms alone. Understanding the meanings of these values requires some form of expressive art. What I mean is that “showing and telling” requires a mixture of lexical and ostensive definitions.

For example, consider the meanings of such values as freedom, respect, truth, democracy, and compassionate understanding. These meanings differ in relation to the context of their use. What I am claiming is that the meanings of such values, as they are embodied in practice, can be clarified in the course of their emergence through time and action. For instance, in 1991, a working party on a matter of academic freedom in my University concluded that my academic freedom had not been breached, but that this was due to my persistence in the face of pressure. They concluded that a less determined individual might well have been discouraged and hence constrained. The meaning of the value of academic freedom in the narrative of my professional learning (Whitehead 1993) can be understood through time in my actions as I persisted in the face of pressure. The validity of my claim to have partially explained my own professional learning in relation to my commitment to the value of academic freedom is open for you to test through the mixture of ostensive and lexical definitions used in my text.

Now consider the meanings of our aesthetic values and the part they play in explanations for our learning in our educational inquiries and in testing the validity of such explanations. Let me try to share my understanding of aesthetic value in terms of the art of a dialectician. As I understand this art it is expressed in holding together both a capacity for analysis with a capacity for synthesis, holding the One and the Many together (Plato). I associate this art with my sense of identity or wholeness. I experience my aesthetic values in the commitment to hold on to my sense of identity in the face of pressures, which undermine my sense of wholeness.  It is this sense of giving form to my life which I associate with my aesthetic values and which I use in this sense in my explanation of my professional learning in my educational inquiry. I do hold education to be a form of art in that it is essentially concerned with helping individuals to give a form to their own life as they engage with the possibilities which life itself permits. Yet, I know that the above words do not convey my meanings of my aesthetic values. In his critique of the rationalist philosophy of Hirst, Reid (1979) makes his point about the aesthetic experience and knowledge:

Real musical intuitive knowledge is direct as the arrow. Many insightful things, in forms of knowledge-that and -how, can be said by musicians; but musical knowledge, qua musical, does not reach its musically cognitive consummation finally from -that or -how. Rather, knowledge-that or -about music in itself derives from direct musical gnosis, musical intuition. Even technical knowing-how of performance is barren musically without underlying musical intuition. In the sphere of art, at any rate (and perhaps in other spheres too) Professor Hirst puts the cart before the horse - or maybe he has just unharnessed the horse.

I am asking you to consider the importance of including aesthetic values in claims to educational knowledge. My own insistence on including these values, in my own explanation for my educational development, is due to my belief that education is essentially concerned with the processes through which we give (like an artist or a musician) form and content to our lives as we learn about ourselves and our world. For me, the art of an educator is expressed in educative relationships as the educator reponds to the educational needs of the pupil. In understanding such relationships, within which individuals are giving a form to their own lives, I am suggesting that  you and I may need to explore alternative forms of data representations. I am echoing Eisner (1993, 1997) in supporting the use of multi-media presentations, in conjunction with the expressive arts, to communicate the nature of the aesthetic values which can help to explain the educative influence of teachers with their pupils.

Finally, let me consider the most difficult issue of meaning which is concerned with the spiritual values in our explanations for our learning and in our tests of validity.  I wonder if those of you, who, like me, attended Elliot Eisner’s Presidential Address to AERA in 1993, were powerfully affected by the spiritual quality of the combination of the visual imagery of the smoke from the concentration camp chimney and the quality of Eisner’s (1993) reading of Elie Wiesel’s experience in a Nazi death camp:
 

    Never shall I forget that night, the first night in camp, which has turned my life into one long night, seven times cursed and seven times sealed. Never shall I forget that smoke. Never shall I forget the little faces of the children, whose bodies I saw turned into wreaths of smoke beneath a silent blue sky.

    Never shall I forget those flames which consumed my  faith forever. Never shall I forget that nocturnal silence which deprived  me, for all eternity, of the desire to life. Never shall I forget those moments which murdered my God and my soul and turned my dreams to dust. Never shall I forget these things, even if I am condemned to live as long as God himself. Never, (p.7).

Perhaps because I was born in 1944 in England this evokes a spiritual response in imagining the awesome violations and crimes against their humanity, which some human beings suffered at the hands of others. And this knowing, includes the knowledge that these crimes against humanity were carried out as a matter of state policy.

If asked about the spiritual ground of my being I usually draw on insights from  Martin Buber (1937). In my response I say that I identify my fundamental spiritual response to life as a state of being grasped by the power of being itself. I also say that I express my life affirming stance in I-You relations in which I hope my research students feel valued in the ground of their being and feel affirmed in their productive work as they explore the implications of asking questions of the kind, “How do I improve what I am doing?” Again, I know that my words alone will not carry my meanings. These meanings are beyond words. These meanings, as they are felt by students, can sometimes be seen in the way a student’s face lights up  with the feeling of being valued or of intuiting a significant relationship within their inquiry. However, I do think language is important in directing our attention to the meanings of these spiritual qualities. My colleague Ben Cunningham has expressed such values in his tutoring of his student Marion as follows:

I believe that I enabled Marion to move forward more confidently regarding her initial fears about her capacity to tutor. I believe I, too, learned greatly from the experience. I learned that I can rely on my intuitive care for others, a care that is true and altruistic. My care is a form of commitment that embraces the human quality of relationships. I embrace others because they are human and I am human. My care is a legitimate anxiety I hold about ensuring that the person I am with in the educative relationship is as free from fears as is humanly possible. I go about the work of trying to remove fears by finding out the gifts and qualities the other has and then commenting on them positively. I do it not just because I believe it's the right thing to do. I do it because I very strongly feel that others are in constant need of appreciation, as I am myself. I also believe that I can never exaggerate the gifts and talents others have. Without doubt, of course, some have greater gifts and talents than others. I take that for granted. But I'm not interested in comparison. When I am with a person, I believe I mostly see only that person. The question of comparing their gifts and talents with somebody else's doesn't arise. If it did, it would mean that my attention had wavered, had wandered from the person I am with. I believe my lack of interest in making comparisons enables me to concentrate on the uniqueness and individuality of others. It is also why I am wary of the concept of 'community' unless it finds a way of enabling others to become who they are meant to become.

In claiming that spiritual values can have a place in explanations for one’s professional learning I recognize the importance of showing the meanings of these values in ways which are open to public validation. Hence my emphasis on multi-media presentations. In my own work I have drawn attention to such values, acknowledged the limitations of my language, and emphazised the importance of presenting evidence which include such values in claims to knowledge which are open for you to test (Whitehead 1993).
 

Data sources and evidence

The data sources and evidence which I think will convince you of the validity of a living theory paradigm include the Ph.D., M.Phil. and M.A. Theses and Dissertations of the educational action researchers below. They  graduated from the Universities of Bath and Kingston between June 1996 and December 1997 and claim to have created their own living educational theories.  They include a senior school administrator, a career’s advisor, a teacher of English, a vice-principal of a secondary school and a senior police-woman. I will take key statements from the abstracts of each thesis and dissertation which define their claims to knowledge and which I believe are supported by the data and evidence. The examiners who recommended the legitimation of these Theses and Dissertations within the Academy are also provided.

Kevin Eames. (1995) How do I, as a teacher and an educational action-researcher, describe and explain the nature of my professional knowledge?  Ph.D. Thesis, University of Bath. Examiners; Professors David Sims and Chris Day.

This thesis is an attempt to make an original contribution to educational knowledge through a study of my own professional and educational development in action-research enquiries of the kind, How do I improve what I am doing?..... The analyses I make of the resulting challenges to my thinking and practice, show how educators in schools can work together, embodying a form of professional knowledge which draws on Thomism and other manifestations of dialectical rationality.

Moyra Evans. (1995)  An action research inquiry into reflection in action as part of my role as a deputy headteacher.  See chapter 8 on  Creating my own living educational theory. Ph.D. Thesis, University of Kingston. Professors Jean Rudduck and Michael Bassey.

This thesis describes and explains how I established learning communities of teachers in order to improve the educational experiences of our students. I have used Schon’s (1983) work on reflecting-in-action to theorise about the nature of the reframing teachers need to undertake in order to understand and put into effect practical interventions which result in them living their educational values more consistently in their practice. The inquiry is contextualised as a study of my leadership role as a woman deputy head action researcher in a comprehensive schools, acknowledging that I see my work through a “female lens” as I  present an authentic description and account of my educational practice.

Erica Holley. (1997) How do I as a teacher researcher contribute to the development of living educational theory through an exploration of my values in my professional practice?  M.Phil. Thesis, University of Bath. Examiners; Dr. Paul Denley, Reader Tony Ghaye.

My thesis is a description and explanation of my life as a teacher and researcher in an 11-18 comprehensive school in Swindon from 1990-1996. I claim that it is a contribution to educational knowledge and educational research methodology through the understanding it shows of the form, meaning and values in my living educational theory as an individual practitioner as I researched my question, How do I improve what I am doing in my professional practice?.

With its focus on the development of the meanings of my educational values and educational knowledge in my professional practice I intend this thesis to show the integration of the educational processes of transforming myself by own knowledge and the knowledge of others and of transforming my educational knowledge through action and reflection. I also intend the thesis to be a contribution to debates about the use of values as being living standards of judgement in educational research.

Jackie Hughes. (1996) Action Planning and Assessment in Guidance Contexts: How can I understand and support these processes?  Ph.D Thesis, University of Bath. Examiners, Professors Michael Bassey, Ian Jamieson

This thesis presents an action inquiry approach to improving understanding of action planning and assessment in guidance within further education college and careers service provision in Avon. Within the thesis I integrate the elements within my inquiry to provide an original, holistic representation of my search for understanding of, and my learning about, these issues and about my own educational development. Within this synthesis, I also offer a new understanding of the theoretical origins of action planning and the ways in which these can influence practice. In addition I proffer a new “process” model which incorporates assessment in guidance within the action planning cycle.

Moira Laidlaw. (1996) How can I create my own living educational theory through accounting to you for my own educational development?  Ph.D. Thesis, University of Bath. Examiners; Professors Mowenna Griffiths, Richard Winter

I intend my thesis to be a contribution to both educational research methodology and educational knowledge. In this thesis I have tried to show what it means to me, a teacher-researcher, to bring, amongst others, an aesthetic standard of judgement to bear on my educative relationships with Undergraduate, Postgraduate, Higher Degree education students and classroom pupils in the action enquiry, How do I help my students and pupils to improve the quality of their learning? By showing how my own fictional narratives can be used to express ontological understandings in a claim to educational knowledge, and by using insights from Coleridge’s “The Ancient Mariner” to illuminate my own educational values, I intend to make a contribution to action research methodology. By describing and explaining my own educational development in the creation of my own “living educational theory” I intend to make a contribution to educational knowledge.

Hilary Shobbrook. (1997)  My Living Educational Theory Grounded In My Life: How can I enable my communication through correspondence to be seen as educational and worthy of presentation in its original form? M.A. dissertation, University of Bath. The external examiners for this degree programme were Professors Howard Bradley, Ray Bolam and David Hopkins

In the process of writing, this dissertation has developed a dialogue which goes some way towards explaining my own educational development. It thereby reveals my living educational theory which is grounded in my own life. I have engaged in dialectic enquiry which is progress through ongoing dialogue and represented mainly in the form of correspondence..... I have included the University criteria for judging a dissertation as a subject of my debate in order to enable me to come to terms with such criteria in the context of this account. I hold the view that my personal and professional practice are inextricably linked to each other and to my life as a whole.

Additional data sources and evidence include the living theory accounts of university academics  in research into their own teaching and learning. (Lomax, 1997; Geelan, 1998; Whitehead 1993)

Conclusions

I have claimed that educational action researchers have a fundamental role to play in the development of a new paradigm of educational research. In this paradigm  living educational theories are being created which can be related directly to the processes of improving pupils’ and students’ learning. Such theories are being created from practical, educational enquiries of the kind:

  • How do I improve what I am doing?
  • How can I help you to improve your learning?
  • How can I live my values more fully in my practice?

I have drawn evidence to support these claims from the data of the “living theory” theses and dissertations on the Web at the address below.  I have explained the use of values as new standards of judgement for testing the validity of the living theories produced in this new paradigm. Each action-researcher has represented their explanation for their own professional learning within their social context as a unique constellation of values, understandings and actions. They have communicated the meanings of their values and understandings as they emerge through time and action. They have shown how their values and understandings constitute the standards of judgement they use to test the validity of their claims to educational knowledge. These values and understandings have been legitimated as appropriate standards of judgement by a range of different examiners.

To assist other researchers to test the validity of the claims in this paper the relevant theses, dissertations, and other material is available on the World Wide Web at address: http://www.bath.ac.uk/~edsajw

Educational importance of the study

The importance of the study is that it claims that evidence exists in the public domain which shows how educational action researchers have created a new paradigm of educational research. It  claims that this evidence shows how  educational theories can be created from the studies of singularities which have the capacity to produce valid explanations for the professional learning of university and school teachers as they work in the process of improving the quality of learning with their students.

This evidence, in the above Theses and Dissertations, includes analyses which show how explanations for the educational development of individuals, can be created from the studies of singularities. The evidence shows how the explanations can be subjected to tests of validity which can satisfy particular meanings of objectivity, subjectivity, rigour and generalisability without distorting the practitioner knowledge through the imposition of inappropriate standards of judgement by the Academy.

It may bear repeating that living theories are not characterized solely by a set of interconnected propositions. They can include such propositions within their dialogical form of representation. Living theories are characterized by the inclusion of “I” as a living contradiction. They are characterized by the explanatory power of the values and understandings which a practitioner-researcher embodies in their explanation for their own learning as they work at living more fully their values and at extending their understandings. They are characterized by the use of these values and understandings as the standards of judgement they use to test the validity of their claims to educational knowledge. They are characterized by the dialectic between the explanations, the action researcher’s present practice and the intention to create a better future.
 

My thanks to James Finnegan for the care and sensitivity with which he responded to my ideas in the process of writing this paper. I am also grateful for the weekly discussions with the practitioner researchers in the Department of Education at Bath University for the sustaining pleasure of their company and their commitment to education and educational action research. I am thinking of Terry Hewitt, Ben Cunningham, Moira Laidlaw, Jane Verburg, Pat D’Arcy, Helen Hallissey, Rhona McEune, Robyn Pound and Pam Cruse. Sarah Fletcher and Jen Russ are two colleagues in the Department of Education whose commitment to education sustains my own enthusiasm. Tom Russell, Professor of Education at Queens University, continues to provide encouragement and insight into my own learning from experience, through our e-mail correspondences and conference presentations. The quality of Tom’s “educative correspondences” and the work of his education students can be seen on the internet at these addresses: http://educ.queensu.ca/~ar/ http://educ.queensu.ca/projects/action_research/queensar.htm  

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The Elwick Village Centre
"It takes a village to raise a child"

Edie Wilde

The Elwick Village Centre, the "Village", is a non-profit family resource centre established to assist parents of early years children in the community in learning to support the language and literacy development of their children; to understand and in other ways to participate in the education of their children; to build a community network; to ease access to social and medical services; and to increase employability skills.

The "Village" is located at 30 Maberley Road in Elwick Community School in the heart of the Maples. It is open daily, Monday to Friday afternoons, twelve months of the year, as well as several evenings a month for parents with their pre-school and school aged children. Although most families walk to the "Village" from the Elwick Community School catchment area, families from at least five other schools have attended. All families are welcome at the "Village" regardless of where they live.

Philosophy

The "Village" is a family resource centre that provides activities, education, material, support and other resources to preschool children and their families. This is provided in a context where the importance of children and their learning is paramount; the collective responsibility of the community for these children is recognized; the concepts of caring, respect and empowerment are firmly entrenched. The term "Village" itself reflects our understanding that, "It takes a whole community to raise a child." Parents cannot do this alone, neither can teachers or community leaders; together we can make a difference.

Objectives

  • to provide opportunity, resources, support and training for parents with early years children (0-8 years of age)
  • to assist parents in learning new skills, in developing an understanding of and in participating in a parent/child centred approach to learning
  • to intervene in a child's early life to enable the child to develop skills appropriate to academic and social competence
  • to provide holistic services for the families in the area
  • to increase the comfort level of parents in the school
  • to focus on language and literacy development
  • to help/assist parents with pre-employment skills and in their search for employment 

Program Offerings

Drop-In Centre

The Drop-In Centre provides an informal opportunity for parents to: learn about and use educational materials with their children; meet with "Village" staff to discuss issues in child development; learn more about the education process and the curriculum as it relates to their child; meet informally to develop a community network .

Learning Groups For Children

Supervised group activities for children focus on developmentally appropriate activities which parents observe or participate in with their child. Emphasis is placed on fun/learning activities that parents can continue in the home. A toy lending library, a children's library and a lending library for parents have been established to support home learning.

Learning Opportunities

A combination of weekly clinics, single topic sessions and ongoing learning and support groups are established to address the interests and the needs of the parent community. Programs focussing on parenting skills and support have included an on-going "Sharing Circle", " How to Talk so Kids Will Listen and Listen so Kids Will Talk", "Resolving Conflict" and "Toilet Training", and "The Terrible Two's". A wide range of other sessions included: "The Great Science Magic Show", "The Art, Food and Music of the Philippines", Travel India", "How to Prepare a Resume", knitting classes, family fun fitness, and craft classes. Single topic sessions on making a will, installing security devices, and money management are being considered as future offerings.

Community Resources

Both local and wider community resource groups have committed support for the "Village". This enables the "Village to provide more accessible, coordinated and customized services for the community. The contributing agencies are prepared to provide the following:

  • Referral access to on-site medical services, general check-ups, AIDS testing, pregnancy and STD information are a few of the possibilities from the NorWest Co-op Health Centre.
  • A session for parents on nutrition provided through Health and Family Services, Winnipeg Region. Other programs being considered include a well-baby clinic, an outreach program for pre-natal moms and wellness counseling for parents.
  • The Child Guidance Clinic has arranged for a social worker to be available on a weekly basis to meet with parents to answer questions about child development or to help them access either local or broad based community resources. 

Employability

A communication centre is being developed so that parents can use the equipment in the "Village" at cost. Phones, faxes, photo copiers and computers are available for community use.

Personnel

Program Coordinator

This full time position is responsible for the development of the "Village" community outreach, community resource coordination and daily programming in the areas of parenting and health, pre-employment skills and pre-school skill development.

Job Responsibilities:

  • implement the programs
  • purchase materials, and set up the centre
  • coordinate services and supports to parents and children
  • train and supervise the community liaison workers
  • manage the centre
  • interact with and teach individual and small groups of parents
  • keep records and provide documentation
  • parent outreach
  • liaise with staff to keep them updated
  • member of the steering committee 

This position has been funded by Child and Family Services.

Community Liaison Workers

Two parents from the community have been hired on a part time basis to provide supports to the programs offered to parents and children in the "Village" and to extend daytime and evening hours. In addition, two other local parents with special knowledge of the East Indian and Filipino cultures have been hired on a contractual basis. The Community Liaison Workers funded by the United Way, made possible a wide range of supports including: to develop an awareness of the "Village" in all of our cultural communities; to invite and welcome parents from all cultures to the "Village"; to offer culturally appropriate programs and supports; to assist children and their parents with learning in the "Village"; to facilitate information sharing, networking and support between parents. In addition to the community liaison workers funded by the United Way, the Seven Oaks School Division hired an Aboriginal Liaison Worker who assisted in the "Village".

Accessibility to the "Village" has been dramatically expanded because of the success of the Community Liaison workers.

Steering Committee

The "Village" is governed by a steering committee which is composed of local parents and community leaders representing a wide range of organizations. The planning and development of the "Village" has required monthly meetings of the Steering Committee plus numerous sub-committee meetings.  The groups represented are as follows:

  • (1)  Parent, Elwick Community School Parent Committee
  • (1)  Parent, Maples Tenant Association
  • (1)  Parent, The Elwick Village Centre
  • (1)  Chamber of Commerce
  • (2)  Elwick Community School Administration
  • (1)  Health and Family Services Winnipeg Region
  • (2)  Winnipeg Child and Family Services [Northwest Area]
  • (1)  Seven Oaks School Division
  • (1)  NorWest Co-op Health Centre
  • (1)  Child Guidance Clinic
  • (1)  O.K. Before and After Daycare
  • (1)  Maples Community Police Department
  • (1)  Program Coordinator, Elwick Village Centre

Physical Setting

Classroom Size Space
Office and Storage Space

The centre is equipped with materials for use with children from birth to school age:

  • educational toys
  • cooking utensils
  • books
  • tables, chairs, playmats
  • creative materials
  • water table, sand table
  • imaginative play structures
  • adult area consisting of seating, tables, stove, refrigerator, coffee maker 

Evaluation

A formal report will be written at the end of each year and recommendations will be included. Proactive Services has been employed to gather the necessary information and the outcome orientated data.

Start Up Funds

These were provided by:

  • Winnipeg Foundation
  • Thomas Sill Foundation
  • Winnipeg Child and Family Services
  • Seven Oaks School Division
  • United Way
     

The "Village Centre" has been in operation for one year. It is our hope that it continues to grow and flourish.

If you would like to know more about the Village Centre please feel free to contact Elwick Community School or better yet . . . come for a visit.
 


Politics is Not an Option
Pat Isaak, President of S. O. T. A.

"Education is political because it determines whether the next generation will groom itself to be active citizens, flexible workers, or needy consumers. Education teaches kids what to believe they are entitled to expect from the world, and what they must give back in return. In short, they learn whether the future is something you are stuck trying to cope with, or whether you have a right to participate in its creation."

Heather-jane Robertson

Teachers are often heard saying that they would like to get politics out of education, or that politics has nothing to do with the classroom. Fortunately or unfortunately­depending on your perspective­this is not possible. Politics is evident in every aspect of public education, from the funding that determines classroom resources and teacher salaries, to the ideological agenda that is